NOTICE by R.J. REYNOLDS TOBACCO COMPANY 2012-06-11

July 6, 2012 5:41 pm by Gene Borio

The PDF is Here

Attachment 1: RJR Privilege Index (PDF) is Here

Attachment 2: CORRESPONDING GLOSSARY for RJR Privilege Index (PDF) is Here

Attachment 3: BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here

Attachment 4: KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here

Attachment 5: AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here

Attachment 6: CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here

EXCERPT:

Defendant R.J. Reynolds Tobacco Company (individually and as successor to Brown & Williamson Tobacco Corporation) files the following attached documents in compliance with this Court’s Order #30-Remand:

• R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND

• Corresponding Glossary for R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND

• Brown & Williamson Privilege Index Pursuant to Order #30-Remand

• Corresponding Glossary for Brown & Williamson Privilege Index Pursuant to Order #30-Remand

• American Tobacco Company Privilege Index Pursuant to Order #30-Remand

• Corresponding Glossary for American Tobacco Company Privilege Index Pursuant to Order #30-Remand

END EXCERPT

FULL TEXT:

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
_________________________________________

UNITED STATES OF AMERICA,

Plaintiff,

Civil Action No. 99-2496 (GK)

v.

PHILIP MORRIS USA INC., et al.,

Defendants.

_________________________________________

DEFENDANT R.J. REYNOLDS TOBACCO COMPANY’S PRIVILEGE INDEXES FILED IN COMPLIANCE WITH ORDER #30-Remand

Defendant R.J. Reynolds Tobacco Company (individually and as successor to Brown & Williamson Tobacco Corporation) files the following attached documents in compliance with this Court’s Order #30-Remand:

• R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND

• Corresponding Glossary for R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND

• Brown & Williamson Privilege Index Pursuant to Order #30-Remand

• Corresponding Glossary for Brown & Williamson Privilege Index Pursuant to Order #30-Remand

• American Tobacco Company Privilege Index Pursuant to Order #30-Remand

• Corresponding Glossary for American Tobacco Company Privilege Index Pursuant to Order #30-Remand

Case 1:99-cv-02496-GK Document 5976 Filed 06/11/12 Page 1 of 2

- 2 -

Dated: June 11, 2012 Respectfully submitted,

/s/ R. Michael Leonard

R. Michael Leonard

WOMBLE CARLYLE SANDRIDGE & RICE, PLLC

One West Fourth Street

Winston-Salem, NC 27101

Tel: (336) 721-3721

Fax: (336) 733-8389

Robert F. McDermott (D.C. Bar No. 261164)

Peter J. Biersteker (D.C. Bar No. 358108)

Noel J. Francisco (D.C. Bar No. 464752)

JONES DAY

51 Louisiana Avenue, N. W.

Washington, D.C. 20001-2113

Telephone: (202) 879-3939

Fax: (202) 626-1700

Attorneys for Defendant R.J. Reynolds Tobacco Company, individually and as successor by merger to Brown & Williamson Tobacco Corporation

Case 1:99-cv-02496-GK Document 5976 Filed 06/11/12 Page 2 of 2

ATTACHMENTS

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Attachment1: RJR Privilege Index (PDF) is Here

R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

1

DOC ID NUMBER : 50062 1806 -1811

DOC DATE : 06/22/1983

AUTHOR(S) : TI

ADDRESSEE(S) : COMM OF COUNSEL

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;CI

DESCRIPTION : REPORT CONCERNING LEGISLATIVE AND REGULATORY MATTERS PREPARED BY TI EMPLOYEE PROVIDING CONFIDENTIAL INFORMATION TO COMMITTEE OF COUNSEL MEMBERS SHARING A COMMON LEGAL INTEREST, TO ASSIST COUNSEL WITH THE RENDERING OF LEGAL ADVICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM IN THE DEPOSITORY PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

DOC ID NUMBER : 50381 0915 -0915

DOC DATE : 10/11/1972

AUTHOR(S) : ROEMER HC

ADDRESSEE(S) : GASTMAN MI; LORILLARD

COPYEE(S) : AUSTERN HT; KORNEGAY HR; STEVENS AJ; CROHN MH JR

PRIVILEGE : AC;CI

DESCRIPTION : CORRESPONDENCE CONCERNING A REGULATORY MATTER PREPARED BY RJR IN-HOUSE LEGAL COUNSEL RENDERING LEGAL ADVICE TO LORILLARD IN-HOUSE LEGAL COUNSEL AND COPIED TO OUTSIDE LEGAL COUNSEL AND IN-HOUSE LEGAL COUNSEL TO TOBACCO COMPANIES, AND A TI MANAGERIAL EMPLOYEE, ALL SHARING A COMMON LEGAL INTEREST.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM IN THE DEPOSITORY PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

DOC ID NUMBER : 50411 7680 -7680

DOC DATE : 00/00/1966

AUTHOR(S) : LS INC

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : WP;JD

DESCRIPTION : ABSTRACT OF SCIENTIFIC LITERATURE PREPARED BY LS INC, OR ITS PREDECESSORS TO ASSIST INDUSTRY ATTORNEYS IN EVALUATING SCIENTIFIC RESEARCH IN CONNECTION WITH ONGOING LITIGATION DEFENSE EFFORTS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

DOC ID NUMBER : 51563 4901 -4901

DOC DATE : 07/28/1994

AUTHOR(S) : USREY MA

ADDRESSEE(S) : ROSS B

COPYEE(S) : JOHE SD

Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 1 of 3

R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

2

PRIVILEGE : AC

DESCRIPTION : REDACTED MATERIAL - (P.4901) HANDWRITTEN NOTE FROM SD JOHE (RJR IN-HOUSE LEGAL COUNSEL) RENDERING LEGAL ADVICE TO MA URSEY (RJR EMPLOYEE) REGARDING A DRAFT RESPONSE TO A CONSUMER COMPLAINT LETTER.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM. FURTHER, A DUPLICATE OF THE REDACTED VERSION OF THIS DOCUMENT IS IN BOX RJR-4487 AND IS AVAILABLE TO THE PUBLIC IN THE DEPOSITORY.

—————————————–

DOC ID NUMBER : 51563 4909 -4909

DOC DATE : 07/07/1994

AUTHOR(S) : USREY MA

ADDRESSEE(S) : LESTER ES

COPYEE(S) : JOHE SD

PRIVILEGE : AC

DESCRIPTION : REDACTED MATERIAL - (P.4909) HANDWRITTEN NOTE FROM SD JOHE (RJR IN-HOUSE LEGAL COUNSEL) RENDERING LEGAL ADVICE TO MA URSEY (RJR EMPLOYEE) REGARDING A RESPONSE TO A CONSUMER COMPLAINT LETTER.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM. FURTHER, A DUPLICATE OF THE REDACTED VERSION OF THIS DOCUMENT IS IN BOX RJR-4487 AND IS AVAILABLE TO THE PUBLIC IN THE DEPOSITORY.

—————————————–

DOC ID NUMBER : 52071 5749 -5754

DOC DATE : 03/29/1997 04/05/1997

AUTHOR(S) : HAAS,FP

ADDRESSEE(S) : HURWITZ E; ARNOLD PORTER

COPYEE(S) : CHILES DEFENSE COUNSEL

PRIVILEGE : AC;WP;JD

DESCRIPTION : REPORT FROM JOINT DEFENSE COUNSEL CONTAINING THOUGHTS AND OPINIONS OF LIGGETT IN-HOUSE LEGAL COUNSEL REGARDING IMPRESSIONS OF INDUSTRY COUNSEL AT A MEETING TO DISCUSS SURGEON GENERAL’S REPORTS, SMOKING AND HEALTH LITIGATION AND FTC HEARINGS, SENT TO TOBACCO INDUSTRY IN-HOUSE AND OUTSIDE LEGAL COUNSEL SHARING A COMMON LEGAL INTEREST.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

DOC ID NUMBER : UNNUMBERED

DOC DATE : 06/13/2000

AUTHOR(S) : WOMBLE CARLYLE

ADDRESSEE(S) : *** NONE ***

Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 2 of 3

R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

3

COPYEE(S) : *** NONE ***

PRIVILEGE : WP

DESCRIPTION : THIS IS NOT A BATES NUMBERED COPY OF A DOCUMENT GENERATED BY RJRT AND PRODUCED IN LITIGATION. IT IS A LAWFIRM GENERATED LIST THAT REFLECTS BATES NUMBERS; COMPUTER RECORD ACCESSION NUMBERS; PRIVILEGE CODES; CONFIDENTIALITY LEVELS; AND NUMBER OF PAGES FOR PARTICULAR DOCUMENTS CONTAINED IN A BOX SHIPPED TO THE MINNESOTA DEPOSITORY.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

DOC ID NUMBER : UNNUMBERED

DOC DATE : 06/13/2000

AUTHOR(S) : WOMBLE CARLYLE

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : WP

DESCRIPTION : THIS IS NOT A BATES NUMBERED COPY OF A DOCUMENT GENERATED BY RJRT AND PRODUCED IN LITIGATION. IT IS A LAWFIRM GENERATED LIST THAT REFLECTS BATES NUMBERS; COMPUTER RECORD ACCESSION NUMBERS; PRIVILEGE CODES; CONFIDENTIALITY LEVELS; AND NUMBER OF PAGES FOR PARTICULAR DOCUMENTS CONTAINED IN A BOX SHIPPED TO THE MINNESOTA DEPOSITORY.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 3 of 3

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Attachment2: CORRESPONDING GLOSSARY for RJR Privilege Index (PDF) is Here

CORRESPONDING GLOSSARY FOR R.J. REYNOLDS TOBACCO COMPANY

PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

DATED JUNE 11, 2012

ARNOLD PORTER LAW FIRM (ARNOLD & PORTER; ARNOLD, FORTAS & PORTER) (REPRESENTED PHILIP MORRIS) (REPRESENTED TOBACCO COMPANIES) AUSTERN HT ATTORNEY (COVINGTON BURLING) CHILES DEFENSE TOBACCO COMPANY OUTSIDE LEGAL COUNSEL COUNSEL COMM OF COUNSEL TOBACCO INSTITUTE COMMITTEE OF IN-HOUSE AND OUTSIDE ATTORNEYS TO TOBACCO COMPANIES COVINGTON BURLING LAW FIRM (COVINGTON & BURLING) (REPRESENTED TI GENERALLY) (REPRESENTED BROWN WILLIAMSON, LIGGETT, PHILIP MORRIS AND RJR IN VARIOUS MATTERS) CROHN MH JR RJR IN-HOUSE ATTORNEY; ATTORNEY (JACOB MEDINGER) GASTMAN MI LORILLARD IN-HOUSE ATTORNEY HAAS FP LIGGETT IN-HOUSE ATTORNEY HURWITZ E ATTORNEY (ARNOLD PORTER) JACOB MEDINGER LAW FIRM (JACOB & MEDINGER; JACOB, MEDINGER & FINNEGAN) (REPRESENTED RJR) KORNEGAY HR TI EMPLOYEE LIGGETT LIGGETT & MYERS TOBACCO COMPANY; LIGGETT GROUP INC.

LORILLARD LORILLARD TOBACCO CO., A DIVISION OF LOEWS THEATRES LS INC LITERATURE RETRIEVAL SYSTEM CREATED FOR AND USED BY ATTORNEYS ROEMER HC RJR IN-HOUSE ATTORNEY STEVENS AJ LORILLARD IN-HOUSE ATTORNEY TI THE TOBACCO INSTITUTE, INC.

Case 1:99-cv-02496-GK Document 5976-2 Filed 06/11/12 Page 1 of 2 KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

DATED JUNE 11, 2012

Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:

AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.

WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.

JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.

CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.

Case 1:99-cv-02496-GK Document 5976-2 Filed 06/11/12 Page 2 of 2

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Attachment3: BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here

BROWN & WILLIAMSON PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

1

BEGIN BATES : 191060066

END BATES : 191060067

DOC DATE : 08/03/1998

AUTHOR(S) : WACHTELL LIPTON

ADDRESSEE(S) : MCGRAW-MJ; MELLEN-NE

COPYEE(S) : SCHOENBACHLER-CL; FLAHERTY-M

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL SUMMARY PREPARED IN CONNECTION WITH LITIGATION BY OUTSIDE COUNSEL FOR PHILIP MORRIS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE COUNSEL AND OUTSIDE COUNSEL AND TO COUNSEL FOR R.J. REYNOLDS AND LORILLARD, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, CONTAINING COUNSEL’S LEGAL ADVICE AND OPINIONS REGARDING NON-PARTICIPATING MANUFACTURERS AND THE PROPOSED SETTLEMENT OF THE STATE ATTORNEYS GENERAL ACTIONS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 210280507

END BATES : 210280507

DOC DATE : 11/19/1998

AUTHOR(S) : KOPLOW-MG; WACHTELL LIPTON; MELLEN-NE

ADDRESSEE(S) : MELLEN-NE; BRING-MH; PHILIP MORRIS; WALL-CR; PHILIP MORRIS; BARRINGTON-MJ; PHILIP MORRIS; HIRSCH-B; LOEWS; MILSTEIN-RS; LORILLARD; ROSOFF-WL; RJR; GOLDEN-AF; DAVIS POLK; DUGGAN-CS; DAVIS POLK; PATTON-SR; KIRKLAND ELLIS; BLIXT-CA; RJR

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL PORTION OF DRAFT AGREEMENT PREPARED BY OUTSIDE COUNSEL FOR PHILIP MORRIS AND LORILLARD, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE AND OUTSIDE COUNSEL FOR VARIOUS OTHER CIGARETTE MANUFACTURERS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, PROVIDING LEGAL ADVICE, ANALYSIS AND OPINIONS REGARDING DRAFT PROVISIONS OF PROPOSED SETTLEMENT AGREEMENT CONCERNING VARIOUS STATE ATTORNEYS GENERAL ACTIONS AND CONTAINING CONFIDENTIAL HANDWRITTEN NOTATIONS OF B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S LEGAL ADVICE AND OPINIONS REGARDING SAME.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 210281054

END BATES : 210281057

DOC DATE : 10/23/1998

AUTHOR(S) : FLAHERTY-M

ADDRESSEE(S) : MCGRAW-MJ; MELLEN-NE; SCHOENBACHLER-CL; PATTON-SR; KIRKLAND ELLIS

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W

Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 1 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

2

IN-HOUSE COUNSEL AND B&W MANAGEMENT PREPARED IN CONNECTION WITH LITIGATION AT THE REQUEST OF COUNSEL AND REFLECTING CONFIDENTIAL COMMUNICATIONS REGARDING PROPOSED SETTLEMENT ISSUES WITH B&W IN-HOUSE COUNSEL (MCGRAW, MJ AND MELLEN, NE) AND CONTAINING INFORMATION AND ANALYSIS TO FACILITATE THE RENDITION OF LEGAL ADVICE REGARDING THE PROPOSED MASTER SETTLEMENT AGREEMENT CONCERNING THE STATE ATTORNEYS GENERAL ACTIONS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 210430230

END BATES : 210430231

DOC DATE : 04/06/1998

AUTHOR(S) : PICKETT-J

ADDRESSEE(S) : DIPASCA-R; GREY ADVERTISING

COPYEE(S) : SMITH-S; GELSON-E; STEVENS-R

PRIVILEGE : AC;CI

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W OUTSIDE ADVERTISING AGENCY, COPIED TO B&W MANAGEMENT PROVIDING LEGAL ADVICE OF B&W IN-HOUSE COUNSEL (C.

SHERMAN) REGARDING PROPOSED KOOL PROMOTIONAL CAMPAIGN.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 283100556

END BATES : 283100562

DOC DATE : 11/16/1998

AUTHOR(S) : MELLEN-NE

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL BY B&W IN-HOUSE COUNSEL PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 304010485

END BATES : 304010487

DOC DATE : 11/00/1998

AUTHOR(S) : MELLEN-NE

ADDRESSEE(S) : FLAHERTY-M

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH

Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 2 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

3

LITIGATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT AND PROVIDING COUNSEL’S REQUESTED LEGAL ADVICE, ANALYSIS AND OPINIONS REGARDING PROPOSED PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT CONCERNING THE STATE ATTORNEYS GENERAL COUNSEL ACTIONS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 311101278

END BATES : 311101296

DOC DATE : 03/00/1999

AUTHOR(S) : HAVIRA-R; ROLFE-R; CRAVATH SWAINE

ADDRESSEE(S) : FREEDMAN-BH

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH ANTITRUST LITIGATION FROM B&W OUTSIDE COUNSEL AND B&W MANAGER TO B&W IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH A DECLARATION TO BE FILED IN PENDING ANTITRUST LITIGATION. (REDACTIONS APPEAR ON 311101283,311101284, 311101287 AND 311101293-295.)

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 521002747

END BATES : 521002747

DOC DATE : 06/06/1983

AUTHOR(S) : KANE-DH; KANE DALSIMER

ADDRESSEE(S) : PEPPLES-EC

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W OUTSIDE COUNSEL FOR B&W IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND ATTORNEY OPINION WORK PRODUCT REGARDING A PATENT APPLICATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 521040672

END BATES : 521040687

DOC DATE : 04/07/1977

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : MCCARTY-CI

COPYEE(S) : PITTMAN-RA

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL DRAFT PRESENTATION PREPARED BY B&W COUNSEL FOR PRESENTATION TO SENIOR MANAGEMENT OF AFFILIATED COMPANIES, SETTING FORTH GENERAL COUNSEL’S THOUGHTS AND OPINIONS, AND REFLECTING GENERAL COUNSEL’S LEGAL ADVICE, REGARDING LEGAL AND REGULATORY

Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 3 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

4

DEVELOPMENTS AFFECTING THE U.S. TOBACCO INDUSTRY, AS WELL AS THE SHIMP LITIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 521040688

END BATES : 521040703

DOC DATE : 04/07/1977

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : MCCARTY-CI

COPYEE(S) : PITTMAN-RA

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL DRAFT PRESENTATION PREPARED BY B&W COUNSEL FOR PRESENTATION TO SENIOR MANAGEMENT OF AFFILIATED COMPANIES, SETTING FORTH GENERAL COUNSEL’S THOUGHTS AND OPINIONS, AND REFLECTING GENERAL COUNSEL’S LEGAL ADVICE, REGARDING LEGAL AND REGULATORY DEVELOPMENTS AFFECTING THE U.S. TOBACCO INDUSTRY, AS WELL AS THE SHIMP LITIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 536461113

END BATES : 536461119

DOC DATE : 08/18/1993

AUTHOR(S) : JONES-WM; WYATT TARRANT

ADDRESSEE(S) : BURKE-FA

COPYEE(S) : WELLS-JK-III

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W OUTSIDE COUNSEL TO B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S THOUGHTS AND IMPRESSIONS REGARDING DOCUMENT RETENTION POLICIES.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 564000238

END BATES : 564000242

DOC DATE : 07/26/1988

AUTHOR(S) : SACHS-RH

ADDRESSEE(S) : B&W LAW DEPT

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL FILE MEMORANDUM PREPARED BY B&W IN-HOUSE COUNSEL IN CONNECTION WITH PENDING LITIGATION PROVIDING LEGAL ADVICE AND SETTING FORTH COUNSEL’S THOUGHTS, MENTAL IMPRESSIONS, AND LEGAL OPINIONS REGARDING THE STATUS OF VARIOUS LAWSUITS PENDING AGAINST B&W AND OTHER CIGARETTE MANUFACTURERS, INCLUDING ISSUES RELATING TO DISCOVERY AND TRIAL STRATEGY. THE CASES REFERENCED INCLUDE ASBESTOS/SYNERGY ACTIONS, INCLUDING THE BROWN, GREEN,

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JUNE 11, 2012

5

HURLEY AND JONES CASES.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 590020439

END BATES : 590020445

DOC DATE : 11/16/1998

AUTHOR(S) : MELLEN-NE

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : DOYLE-PH; GELSON-E; DENNISON-SL; GOINS-B

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL AND COPIED TO B&W EMPLOYEES PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT, IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 599103824

END BATES : 599103832

DOC DATE : 12/06/1995

AUTHOR(S) : LIN-OC

ADDRESSEE(S) : APPLETON-BS

COPYEE(S) : B&W LAW DEPT

PRIVILEGE : AC;WP

DESCRIPTION : TRANSMITTAL AND DRAFT OF DATA REGARDING SMOKE CONSTITUENTS PERTAINING TO BARCLAY AND KOOL CIGARETTES PREPARED BY B&W EMPLOYEE, TRANSMITTED TO B&W MANAGERIAL EMPLOYEE AND COPIED TO B&W LEGAL COUNSEL, PROVIDING CONFIDENTIAL INFORMATION TO FACILITATE THE RENDERING OF LEGAL ADVICE REGARDING B&W’S RESPONSE TO FDA ASSERTION OF JURISDICTION OVER TOBACCO PRODUCTS IN CONNECTION WITH ADVERSARIAL PROCEEDINGS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 599103833

END BATES : 599103837

DOC DATE : 12/04/1995

AUTHOR(S) : LIN-OC

ADDRESSEE(S) : APPLETON-BS; BERRYMAN-CF

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED AT THE REQUEST OF COUNSEL FROM B&W SCIENTIST TO B&W SCIENTIST CONVEYING WORK PRODUCT TO BE PROVIDED TO COUNSEL TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH DRAFT RESPONSE TO PROPOSED FDA REGULATIONS CONCERNING TOBACCO PRODUCTS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

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—————————————–

BEGIN BATES : 620222376

END BATES : 620222396

DOC DATE : 04/15/1988

AUTHOR(S) : OLGES-TA

ADDRESSEE(S) : MCGRAW-MJ; PEPPLES-EC; SACHS-RH

COPYEE(S) : MCDONOUGH-JA

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL PROVIDING INFORMATION AND REQUESTING LEGAL ADVICE REGARDING A VARIETY OF LEGAL ISSUES AND CONCERNS, INCLUDING PRODUCT LIABILITY/LAWSUITS, SAMPLING BAN/RESTRICTIONS, ADVERTISING BAN/RESTRICTIONS, AND PRODUCT REGULATION, FACING THE TOBACCO INDUSTRY TO FACILITATE THE RENDITION OF LEGAL ADVICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 660019092

END BATES : 660019092

DOC DATE : 05/02/1977

AUTHOR(S) : FREEDMAN-BH

ADDRESSEE(S) : WILLETS-EA

COPYEE(S) : MCKEOWN-FE

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REQUESTED BY B&W MANAGEMENT REGARDING PROPOSED KOOL PROMOTIONS AND LOCAL REGULATIONS AFFECTING SAME.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 672132044

END BATES : 672132050

DOC DATE : 11/16/1998

AUTHOR(S) : MELLEN-NE

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT, IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

————————————————————————– ——

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BEGIN BATES : 680084089

END BATES : 680084090

DOC DATE : 09/27/1976

AUTHOR(S) : SACHS-RH

ADDRESSEE(S) : BROACH-VC

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT, REFLECTING COUNSEL’S LEGAL ADVICE REGARDING ADVERTISING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680098160

END BATES : 680098164

DOC DATE : 00/00/1976

AUTHOR(S) : DOWNING-L

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : B&W LAW DEPT

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL PORTION OF REPORT PREPARED BY B&W MANAGEMENT, REFLECTING LEGAL ADVICE OF B&W IN-HOUSE COUNSEL (PEPPLES, EC) REGARDING REGULATORY OVERSIGHT OF TOBACCO INDUSTRY ISSUES. (REDACTION APPEARS ON

680098160.)

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680416905

END BATES : 680416990

DOC DATE : 10/01/1981

AUTHOR(S) : COVINGTON BURLING

ADDRESSEE(S) : PEPPLES-EC

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL DRAFT COMMENTS PREPARED IN ANTICIPATION OF ADVERSARIAL PROCEEDINGS PREPARED BY OUTSIDE COUNSEL FOR THE TOBACCO INSTITUTE, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROPOSED RESPONSE TO FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680522321

END BATES : 680522330

DOC DATE : 01/00/1977

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AUTHOR(S) : ABRAMS-J; MARKET FACTS

ADDRESSEE(S) : SACHS-RH

COPYEE(S) : *** NONE ***

PRIVILEGE : WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W CONSULTANT AT THE REQUEST OF B&W IN-HOUSE COUNSEL TO FACILITATE LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSON’S DEFENSE IN VARIOUS PROCEEDINGS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680522331

END BATES : 680522340

DOC DATE : 01/00/1977

AUTHOR(S) : ABRAMS-J; MARKET FACTS

ADDRESSEE(S) : SACHS-RH

COPYEE(S) : *** NONE ***

PRIVILEGE : WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W CONSULTANT AT THE REQUEST OF B&W IN-HOUSE COUNSEL TO FACILITATE LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSON’S DEFENSE IN VARIOUS PROCEEDINGS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680522424

END BATES : 680522425

DOC DATE : 08/31/1976

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : ABRAMS-J; MARKET FACTS

COPYEE(S) : PITTMAN-RA

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO MANAGEMENT AT MARKET RESEARCH COMPANY REQUESTING SERVICES AND INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSONS DEFENSE IN VARIOUS RELATED PROCEEDINGS INCLUDING MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680522426

END BATES : 680522426

DOC DATE : 08/31/1976

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : ABRAMS-J; MARKET FACTS

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL DRAFT LETTER PREPARED BY B&W IN-HOUSE

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COUNSEL REQUESTING INFORMATION AND SERVICES FROM MARKET RESEARCH COMPANY FOR USE IN CONNECTION WITH B&W’S DEFENSE IN VARIOUS REGULATORY PROCEEDINGS WITH RESPECT TO CIGARETTE ADVERTISING INCLUDING MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680522427

END BATES : 680522428

DOC DATE : 08/31/1976

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : ABRAMS-J; MARKET FACTS

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL DRAFT LETTER PREPARED BY B&W IN-HOUSE COUNSEL REQUESTING INFORMATION AND SERVICES FROM MARKET RESEARCH COMPANY FOR USE IN CONNECTION WITH B&W’S DEFENSE IN VARIOUS REGULATORY PROCEEDINGS MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680561759

END BATES : 680561762

DOC DATE : 08/14/1972

AUTHOR(S) : MUIJE-CS

ADDRESSEE(S) : YEAMAN-AY

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL PROVIDING INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH MARKETING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680592105

END BATES : 680592110

DOC DATE : 03/03/1983

AUTHOR(S) : WELLS-JK-III

ADDRESSEE(S) : B&W LAW DEPT

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL COMMUNICATION AUTHORED BY B&W IN-HOUSE COUNSEL AND PROVIDED TO AFFILIATED COMPANIES, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, PROVIDING LEGAL ADVICE CONCERNING LITIGATION. THIS DRAFT ALSO CONTAINS COUNSEL’S HANDWRITTEN NOTES CONCERNING

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POTENTIAL IMPACT OF LITIGATION, INCLUDING TOBACCO-ASBESTOS LITIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 680596367

END BATES : 680596367

DOC DATE : 01/26/1982

AUTHOR(S) : LAMB-CG

ADDRESSEE(S) : HASKELL-B; PARIS HASKELL

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING B&WS RESPONSE TO AN ACTION BY THE PATENT OFFICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 680703970

END BATES : 680703973

DOC DATE : 09/11/1991

AUTHOR(S) : JACOB-EJ; JACOB MEDINGER

ADDRESSEE(S) : WELLS-JK-III

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED IN ANTICIPATION OF LITIGATION BY OUTSIDE COUNSEL FOR R.J. REYNOLDS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND FORWARDED TO B&W IN-HOUSE COUNSEL, REFLECTING LEGAL ADVICE AND COUNSEL’S THOUGHTS AND IMPRESSIONS REGARDING LITIGATION STRATEGY.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 680900215

END BATES : 680900217

DOC DATE : 01/22/1993

AUTHOR(S) : WELLS-JK-III

ADDRESSEE(S) : MCGRAW-MJ

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH LITIGATION FROM B&W IN-HOUSE COUNSEL TO B&W SENIOR VICE PRESIDENT LAW, PURSUANT TO THE LATTER’S REQUEST, PROVIDING INFORMATION CONCERNING THE B&W LAW DEPARTMENT’S MONTHLY ACTIVITIES AND REVEALING COUNSEL’S THOUGHTS AND OPINIONS CONSTITUTING ATTORNEY OPINION WORK PRODUCT REGARDING ONGOING DEVELOPMENTS AND STRATEGIES TO BE UNDERTAKEN IN NUMEROUS TOBACCO PRODUCT LIABILITY AND OTHER LAWSUITS PENDING AGAINST THE TOBACCO INDUSTRY, INCLUDING THE KUEPER, BUTLER, AND JASON CASES.

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REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 681300109

END BATES : 681300109

DOC DATE : 11/14/1994

AUTHOR(S) : KOVATCH-MS

ADDRESSEE(S) : FREEDMAN-BH

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH FTC PROCEEDINGS RELATING TO ACQUISITION OF AMERICAN TOBACCO, SENT FROM B&W MANAGER TO B&W IN-HOUSE COUNSEL PROVIDING COUNSEL WITH INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 682017105

END BATES : 682017106

DOC DATE : 05/19/1988

AUTHOR(S) : WELLS-JK-III

ADDRESSEE(S) : SACHS-RH

COPYEE(S) : SCHECHTER-DA; MYLES-JD

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION CONSTITUTING ATTORNEY OPINION WORK PRODUCT FROM B&W IN-HOUSE LEGAL COUNSEL TO B&W IN-HOUSE LEGAL COUNSEL, SETTING FORTH DEFENSE TRIAL STRATEGY IN THE GIRTON CASE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 682054764

END BATES : 682054765

DOC DATE : 06/10/1975

AUTHOR(S) : PEPPLES-EC

ADDRESSEE(S) : MORINI-HA

COPYEE(S) : BRYANT-HD; BATEMAN-RA; CUMMINS-BD; ARDREY-RL-JR

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO IN-HOUSE COUNSEL FOR BAT, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, REGARDING ANTITRUST MATTERS INVOLVING PURCHASES OF WOMEN’S CLOTHING WITH CREDIT CARDS ISSUED BY DEPARTMENT STORES IN NEW YORK CITY, COPIED TO B&W MANAGEMENT, COUNSEL AND A CONSULTANT.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 682055727

END BATES : 682055727

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12

DOC DATE : 11/30/1978

AUTHOR(S) : DUERR-RE

ADDRESSEE(S) : PELLEGRINI-R

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING LEGAL ADVICE REGARDING MARKETING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 682234102

END BATES : 682234102

DOC DATE : 04/02/1964

AUTHOR(S) : DAVIES-TE

ADDRESSEE(S) : RAVLIN-JN

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;CI

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE LEGAL COUNSEL, WITH WHOM B&W SHARES A COMMON LEGAL INTEREST, TO B&W IN-HOUSE LEGAL COUNSEL THAT REFLECTS A REQUEST FOR LEGAL ADVICE REGARDING A CONTRACT.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 682338043

END BATES : 682338043

DOC DATE : 08/06/1954

AUTHOR(S) : BRYANT-HD

ADDRESSEE(S) : JAMES-M; JAMES FRANKLIN

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING A PATENT.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 682438414

END BATES : 682438414

DOC DATE : 11/27/1991

AUTHOR(S) : MYLES-JD

ADDRESSEE(S) : WELLS-JK-III

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W IN-HOUSE LEGAL COUNSEL SETTING FORTH COUNSEL’S THOUGHTS AND MENTAL IMPRESSIONS REGARDING THE FERIOZZI LITIGATION, AND CONTAINING AN ASSESSMENT OF

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PLAINTIFFS’ CLAIMS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 682811284

END BATES : 682811387

DOC DATE : 01/28/1992

AUTHOR(S) : PURVIS-AR; SHOOK HARDY

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : WELLS-JK-III

PRIVILEGE : AC;WP;JD

DESCRIPTION : REDACTED MATERIAL - (PP.1284-1299) CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH DEPOSITION TESTIMONY IN THE HAINES CASE BY OUTSIDE LEGAL COUNSEL FOR THE TOBACCO INDUSTRY WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND FORWARDED TO B&W IN-HOUSE LEGAL COUNSEL, PROVIDING COUNSEL’S LEGAL ADVICE, ANALYSIS AND MENTAL IMPRESSIONS REGARDING ARTICLES RELATED TO CIGARETTE ADVERTISING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 685005319

END BATES : 685005319

DOC DATE : 10/02/1980

AUTHOR(S) : WELLS-JK-III

ADDRESSEE(S) : NORTHRIP-RE; SHOOK HARDY

COPYEE(S) : NORTHRIP-RE

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION CONSTITUTING ATTORNEY OPINION WORK PRODUCT FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING STATEMENTS TO THE PRESS MADE BY COUNSEL FOR AN ADVERSE PARTY IN LOS ANGELES AND SAN FRANCISCO ASBESTOSTOBACCO LITIGATION. (REDACTION APPEARS ON PAGE

685005319.)

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 686013482

END BATES : 686013482

DOC DATE : 05/02/1977

AUTHOR(S) : FREEDMAN-BH

ADDRESSEE(S) : WILLETS-EA

COPYEE(S) : MCKEOWN-FE

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING COUNSEL’S LEGAL ADVICE REQUESTED BY B&W MANAGEMENT REGARDING PROPOSED KOOL PROMOTION AND NEBRASKA TRADE REGULATIONS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

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PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 689409467

END BATES : 689409467

DOC DATE : 05/10/1983

AUTHOR(S) : HARDY-DK; SHOOK HARDY; PEPPLES-EC

ADDRESSEE(S) : WELLS-JK-III

COPYEE(S) : PEPPLES-EC

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM OUTSIDE INDUSTRY COUNSEL TO B&W IN-HOUSE COUNSEL, PROVIDING LEGAL ADVICE REGARDING STRATEGIC ISSUES RELATED TO DEFENDING ASBESTOS-TOBACCO LAWSUITS. THE LETTER ALSO CONTAINS A CONFIDENTIAL HANDWRITTEN NOTE OF B&W IN-HOUSE LEGAL COUNSEL REFLECTING COUNSEL’S THOUGHTS AND OPINIONS REGARDING THIS ISSUE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 689409468

END BATES : 689409469

DOC DATE : 05/03/1983

AUTHOR(S) : HARDY-DK; SHOOK HARDY; PEPPLES-EC

ADDRESSEE(S) : WELLS-JK-III; PEPPLES-EC

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM OUTSIDE INDUSTRY COUNSEL TO B&W IN-HOUSE COUNSEL, PROVIDING LEGAL ADVICE REGARDING STRATEGIC ISSUES RELATED TO DEFENDING ASBESTOS-TOBACCO LAWSUITS. THE LETTER ALSO CONTAINS A CONFIDENTIAL HANDWRITTEN NOTE OF B&W IN-HOUSE LEGAL COUNSEL REFLECTING COUNSEL’S THOUGHTS AND OPINIONS REGARDING THIS ISSUE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 690143163

END BATES : 690143179

DOC DATE : 03/03/1983

AUTHOR(S) : WELLS-JK-III

ADDRESSEE(S) : HUGHES-IW

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL AND SENT TO B&W MANAGEMENT CONTAINING COUNSEL’S LEGAL ANALYSIS, ADVICE AND OPINIONS REGARDING VARIOUS ISSUES INCLUDING PROPOSED TOBACCO-RELATED LEGISLATION, PENDING AND ANTICIPATED SMOKING AND HEALTH LITIGATION, LITIGATION INVOLVING FIRE-SAFE CIGARETTES AND PUBLIC SMOKING, ASBESTOS-TOBACCO CLAIMS, AND ADVERTISING AND TAX ISSUES.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

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JUNE 11, 2012

15

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 774087406

END BATES : 774087414

DOC DATE : 11/06/1978

AUTHOR(S) : KULLY-E

ADDRESSEE(S) : SACHS-RH

COPYEE(S) : DENNY-J; JOHNSTON-D; LEWIS-R; MACKENZIE-S; MCKEOWN-F; PARRACK-E; PITTMAN-RA; TIGHE-P

PRIVILEGE : AC

DESCRIPTION : REDACTED MATERIAL-(PP.7406-7407) CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL MEMORIALIZING PRIOR LEGAL ADVICE AND PROVIDING INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE REGARDING PROPOSED MARKET RESEARCH STUDY.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 784015602

END BATES : 784015631

DOC DATE : 08/17/1977

AUTHOR(S) : FREEDMAN-BH

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : CONFIDENTIAL HANDWRITTEN NOTES OF B&W IN-HOUSE COUNSEL CONTAINING COUNSEL’S LEGAL ADVICE CONCERNING PROPOSED KOOL ADVERTISEMENTS. (REDACTIONS APPEAR ON 784015630 AND 784015631.)

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

—————————————–

BEGIN BATES : 785039112

END BATES : 785039120

DOC DATE : 05/31/1974

AUTHOR(S) : HENDERSON-B; WELLS-JK-III

ADDRESSEE(S) : PEPPLES-EC; HENDERSON-B

COPYEE(S) : *** NONE ***

PRIVILEGE : AC

DESCRIPTION : REDACTED MATERIAL – (P. 785039114) CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MARKETING DEPARTMENT MANAGER PROVIDING COUNSEL’S LEGAL ADVICE AT THE REQUEST OF B&W MANAGER REGARDING LANGUAGE USED IN PROPOSED KOOL MAGAZINE ADVERTISEMENTS.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.

————————————————————————– ——

Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 15 of 15

——————————————————————————–————–——

Attachment4: KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here

KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

DATED JUNE 11, 2012

Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:

AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.

WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.

JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.

CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.

Case 1:99-cv-02496-GK Document 5976-4 Filed 06/11/12 Page 1 of 6 CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON

PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

1

ABRAMS-J MARKET FACTS EMPLOYEE

APPLETON-BS B&W EMPLOYEE

ARDREY-RL-JR MORGAN GUARANTY EMPLOYEE

B&W BROWN & WILLIAMSON

B&W LAW DEPT BROWN & WILLIAMSON LEGAL DEPARTMENT

BARRINGTON-MJ PHILIP MORRIS IN-HOUSE ATTORNEY

BAT BRITISH AMERICAN TOBACCO

BATEMAN-RA B&W EMPLOYEE

BERRYMAN-CF LEGAL ASSISTANT (KING SPALDING)

BLIXT-CA RJR IN-HOUSE ATTORNEY

BRING-MH ATTORNEY (ARNOLD PORTER);PM IN-HOUSE ATTORNEY

BROACH-VC B&W EMPLOYEE

BROWN TODD LAW FIRM (BROWN TODD & HEYBURN)(REPRESENTED B&W)

BRYANT-HD B&W IN-HOUSE ATTORNEY

BURKE-FA B&W IN-HOUSE ATTORNEY

COVINGTON BURLING LAW FIRM (COVINGTON & BURLING)(REPRESENTED TI

GENERALLY)(REPRESENTED B&W, LIGGETT, PHILIP

MORRIS AND RJR IN VARIOUS MATTERS)

CUMMINS-BD B&W EMPLOYEE; TI EMPLOYEE

DAVIES-TE B&W IN-HOUSE ATTORNEY

DAVIS POLK LAW FIRM (DAVIS POLK WARDWELL SUNDERLAND &

KIENDL; DAVIS POLK & WARDWELL)(REPRESENTED RJR)

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PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

2

DENNISON-SL B&W EMPLOYEE

DIPASCA-R GREY ADVERTISING EMPLOYEE

DOYLE-PH B&W EMPLOYEE

DUERR-RE B&W IN-HOUSE ATTORNEY

DUGGAN-CS ATTORNEY (DAVIS POLK)

FLAHERTY-M B&W EMPLOYEE

FREEDMAN-BH B&W IN-HOUSE ATTORNEY

GELSON-E B&W EMPLOYEE

GOINS-B B&W EMPLOYEE

GOLDEN-AF ATTORNEY (DAVIS POLK)

GREY ADVERTISING B&W ADVERTISING CONSULTANT

HARDY-DK ATTORNEY (SHOOK HARDY)

HASKELL-B ATTORNEY (PARIS HASKELL)

HIRSCH-B LOEWS IN-HOUSE ATTORNEY

HUGHES-IW B&W EMPLOYEE

JACOB MEDINGER LAW FIRM (JACOB & MEDINGER; JACOB MEDINGER &

FINNEGAN)(REPRESENTED RJR)(REPRESENTED CTR)

JACOB-EJ ATTORNEY (DAVIS POLK; CABELL MEDINGER; MEDINGER

FORSYTH; LAUTERSTEIN LAUTERSTEIN; JACOB MEDINGER)

JAMES FRANKLIN LAW FIRM (JAMES & FRANKLIN)(REPRESENTED B&W)

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PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

3

JAMES-M ATTORNEY (JAMES FRANKLIN)

JONES-WM ATTORNEY (WYATT TARRANT)

KANE DALSIMER LAW FIRM (KANE DALSIMER KANE SULLIVAN &

KURUCZ)(REPRESENTED B&W)

KANE-DH ATTORNEY (KANE DALSIMER)

KIRKLAND ELLIS LAW FIRM (KIRKLAND & ELLIS) (REPRESENTED B&W)

KOPLOW-MG ATTORNEY (WACHTELL LIPTON)

KOVATCH-MS B&W EMPLOYEE

LAMB-CG ATTORNEY (MIDDLETON REUTLINGER);B&W IN-HOUSE

ATTORNEY

LIN-OC B&W EMPLOYEE

LOEWS LOEWS CORP;LOEWS THEATER

LORILLARD LORILLARD TOBACCO CO., A DIVISION OF LOEWS

THEATRES

MARKET FACTS MARKETING CONSULTANT RETAINED BY B&W

MCCARTY-CI B&W EMPLOYEE

MCDONOUGH-JA B&W EMPLOYEE

MCGRAW-MJ B&W IN-HOUSE ATTORNEY

MCKEOWN-FE B&W EMPLOYEE

MELLEN-NE B&W IN-HOUSE ATTORNEY

MILSTEIN-RS LORILLARD IN-HOUSE ATTORNEY

MORGAN GUARANTY B&W FINANCIAL CONSULTANT (MORGAN GUARANTY TRUST OF NY)

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PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

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MORINI-HA B&W IN-HOUSE ATTORNEY

MUIJE-CS B&W EMPLOYEE

MYLES-JD B&W IN-HOUSE ATTORNY

OLGES-TA B&W EMPLOYEE

PARIS HASKELL LAW FIRM (PARIS & HASKELL) (REPRESENTED B&W)

PATTON-SR ATTORNEY (KIRKLAND ELLIS)

PEPPLES-EC B&W IN-HOUSE ATTORNEY

PHILIP MORRIS “PM” PHILIP MORRIS USA, INC.

PICKETT-J B&W EMPLOYEE

PITTMAN-RA B&W EMPLOYEE

RAVLIN-JN B&W IN-HOUSE ATTORNEY

RJR RJ REYNOLDS TOBACCO COMPANY;RJ REYNOLDS

INDUSTRIES, INC., RJR NABISCO, INC., RJ REYNOLDS

INTERNATIONAL INC; RELATED SUBSIDIARIES

ROSOFF-WL RJR IN-HOUSE ATTORNEY

SACHS-RH B&W IN-HOUSE ATTORNEY

SCHECHTER-DA B&W IN-HOUSE ATTORNEY

SCHOENBACHLER-CL B&W EMPLOYEE

SHOOK HARDY LAW FIRM (SHOOK HARDY & BACON)(REPRESENTED

B&W)(REPRESENTED PM & LORILLARD)

STEVENS-R B&W EMPLOYEE

WACHTELL LIPTON LAW FIRM (WACHTELL LIPTON ROSEN & KATZ)

Case 1:99-cv-02496-GK Document 5976-4 Filed 06/11/12 Page 5 of 6 CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON

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(REPRESENTED PHILIP MORRIS AND LORILLARD)

WALL-CR ATTORNEY (SHOOK HARDY)

WELLS-JK-III B&W IN-HOUSE ATTORNEY

WILLETS-EA B&W EMPLOYEE

WYATT TARRANT LAW FIRM (WYATT TARRANT & COMBS)(REPRESENTED B&W)

YEAMAN-AY B&W IN-HOUSE ATTORNEY

Case 1:99-cv-02496-GK Document 5976-4 Filed 06/11/12 Page 6 of 6

——————————————————————————–————–——

Attachment5: AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here

AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

1

BEGIN BATES : 946003586

END BATES : 946003604

DOC DATE : 11/01/1969

AUTHOR(S) : OSHEA-SF; 3I

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : WP;JD

DESCRIPTION : CONFIDENTIAL BULLETIN PREPARED IN ANTICIPATION OF LITIGATION AND LEGISLATIVE PROCEEDINGS BY INDUSTRY LITIGATION SUPPORT SYSTEM PERSONNEL REGARDING SELECTED SMOKING AND HEALTH ARTICLES TO PROVIDE INFORMATION NECESSARY TO LEGAL COUNSEL TO FACILITATE THE PROVISION OF LEGAL ADVICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 946003920

END BATES : 946003939

DOC DATE : 01/15/1969

AUTHOR(S) : OSHEA-SF; 3I

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : WP;JD

DESCRIPTION : CONFIDENTIAL BULLETIN PREPARED IN ANTICIPATION OF LITIGATION AND LEGISLATIVE PROCEEDINGS BY INDUSTRY LITIGATION SUPPORT SYSTEM PERSONNEL REGARDING SELECTED SMOKING AND HEALTH ARTICLES TO PROVIDE INFORMATION NECESSARY TO LEGAL COUNSEL TO FACILITATE THE PROVISION OF LEGAL ADVICE.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 950376374

END BATES : 950376380

DOC DATE : 03/17/1959

AUTHOR(S) : HANMER-HR

ADDRESSEE(S) : MOORE-JA

COPYEE(S) : *** NONE ***

PRIVILEGE : WP

DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM AN AMERICAN EMPLOYEE PROVIDING INFORMATION TO A NON-TESTIFYING EXPERT REGARDING EXPERT WITNESSES IN CONNECTION WITH LITIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 968177867

END BATES : 968177885

DOC DATE : 09/00/1977

AUTHOR(S) : HENSON-A

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : REDACTED MATERIAL - (P. 7870) CONFIDENTIAL HANDWRITTEN NOTATIONS OF AMERICAN GENERAL COUNSEL REFLECTING

Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 1 of 5

AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

2

COUNSEL’S THOUGHTS AND OPINIONS REGARDING CRITIQUE OF FISHBEIN STUDY IN CONNECTION WITH ONGOING AND PENDING PROCEEDINGS BEFORE THE FTC.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980053654

END BATES : 980053658 ALIAS : LD-90001-229-00290/00294

DOC DATE : 11/17/1978

AUTHOR(S) : SMYTHE-HB; BUIST MOORE

ADDRESSEE(S) : HENSON-A

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY AMERICAN OUTSIDE COUNSEL AND FORWARDED TO AMERICAN IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND ANALYSIS REGARDING ASBESTOS-RELATED ILLNESSES, PREPARED IN CONNECTION WITH GROOMS LITIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980060361

END BATES : 980060400

DOC DATE : 01/22/1968

AUTHOR(S) : HENKE-MJ; COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF

1964.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980060401

END BATES : 980060440

DOC DATE : 01/22/1968

AUTHOR(S) : HENKE-MJ; COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF

1964.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980136868

END BATES : 980136868

DOC DATE : 11/24/1981

AUTHOR(S) : COVINGTON BURLING

Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 2 of 5

AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

3

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : PORTION OF A CONFIDENTIAL REPORT PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S ANALYSIS, THOUGHTS AND IMPRESSIONS REGARDING THE FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980136879

END BATES : 980136966

DOC DATE : 11/24/1981

AUTHOR(S) : COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL REPORT PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S ANALYSIS, THOUGHTS AND IMPRESSIONS REGARDING THE FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980137841

END BATES : 980137841

DOC DATE : 09/18/1981

AUTHOR(S) : TEMKO-SL; COVINGTON BURLING

ADDRESSEE(S) : COMMITTEE OF COUNSEL

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM FROM TI OUTSIDE COUNSEL TO INDUSTRY COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS, ADVICE, AND ANALYSIS REGARDING DRAFT RESPONSE TO FTC STAFF REPORT ON CIGARETTE ADVERTISING INVESTIGATION.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980137933

END BATES : 980138023

DOC DATE : 09/18/1981

AUTHOR(S) : COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL DRAFT MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S COMMENTS AND ANALYSIS REGARDING FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION DISTRIBUTED TO INDUSTRY COUNSEL.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 3 of 5

AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

4

BEGIN BATES : 980154706

END BATES : 980154714

DOC DATE : 11/19/1991

AUTHOR(S) : OECHLER-HJ-JR; CHADBOURNE PARKE

ADDRESSEE(S) : KLEMANN-GL-II

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP

DESCRIPTION : CONFIDENTIAL MEMORANDUM FROM AMERICAN OUTSIDE LEGAL COUNSEL TO AMERICAN IN-HOUSE LEGAL COUNSEL PROVIDING COUNSEL’S SUMMARY AND REFLECTING COUNSEL’S MENTAL IMPRESSIONS OF A TOBACCO HEARING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980171695

END BATES : 980171700

DOC DATE : 10/00/1990

AUTHOR(S) : TI

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;CI

DESCRIPTION : CONFIDENTIAL DRAFT PRESS RELEASE PREPARED BY TI OUTSIDE COUNSEL AND CONTAINING AMERICAN OUTSIDE COUNSEL’S HANDWRITTEN NOTATIONS REFLECTING ADVICE OF COUNSEL REGARDING INDUSTRY ADVERTISING EFFORTS LAUNCHED TO DISCOURAGE YOUTH SMOKING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980171701

END BATES : 980171706

DOC DATE : 10/00/1990

AUTHOR(S) : COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;CI

DESCRIPTION : CONFIDENTIAL DRAFT PRESS RELEASE PREPARED BY TI OUTSIDE COUNSEL AND CONTAINING AMERICAN OUTSIDE COUNSEL’S HANDWRITTEN NOTATIONS REFLECTING ADVICE OF COUNSEL REGARDING INDUSTRY ADVERTISING EFFORTS LAUNCHED TO DISCOURAGE YOUTH SMOKING.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980199224

END BATES : 980199262

DOC DATE : 01/22/1968

AUTHOR(S) : HENKE-MJ; COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF

Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 4 of 5

AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

5

1964.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980199263

END BATES : 980199301

DOC DATE : 01/22/1968

AUTHOR(S) : HENKE-MJ; COVINGTON BURLING

ADDRESSEE(S) : *** NONE ***

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;WP;JD

DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING COUNSEL’S OPINIONS, ADVICE AND ANALYSIS REGARDING THE PUBLIC HEALTH SERVICE SURVEY OF 1964.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

BEGIN BATES : 980244816

END BATES : 980244872

DOC DATE : 07/21/1967

AUTHOR(S) : INDUSTRY COUNSEL

ADDRESSEE(S) : HETSKO-CF

COPYEE(S) : *** NONE ***

PRIVILEGE : AC;JD

DESCRIPTION : CONFIDENTIAL DRAFT REPORT PREPARED BY INDUSTRY COUNSEL CONTAINING INDUSTRY COUNSEL’S ANALYSIS REGARDING RESPONSE FTC REPORT TO CONGRESS RELATING TO CIGARETTE LABELING AND ADVERTISING ACT.

REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION

PROCEDURES FOR SEALING FOLLOWED: YES

—————————————–

Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 5 of 5

——————————————————————————–————–——

Attachment6: CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here

CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX

PURSUANT TO ORDER #30-REMAND

JUNE 11, 2012

3I INDUSTRY LITIGATION SUPPORT SYSTEM

AMERICAN “ATCO” THE AMERICAN TOBACCO COMPANY; AMERICAN BRANDS, INC

BUIST MOORE LAW FIRM (BUIST MOORE SMYTHE & MCGEE) (REPRESENTED AMERICAN)

CHADBOURNE PARKE LAW FIRM (CHADBOURNE & PARKE) (REPRESENTED AMERICAN AND B&W)

COMMITTEE OF COUNSEL TI COMMITTEE CONSISTING OF GENERNAL COUNSEL OF THE TOBACCO INDUSTRY

COVINGTON BURLING LAW FIRM (COVINGTON & BURLING)

(REPRESENTED TI GENERALLY)

(REPRESENTED B&W, LIGGETT, PHILIP MORRIS AND RJR IN VARIOUS MATTERS)

HANMER-HR AMERICAN EMPLOYEE

HENKE-MJ ATTORNEY (COVINGTON BURLING)

HENSON-A ATTORNEY (CHADBOURNE PARKE); AMERICAN IN-HOUSE ATTORNEY

HETSKO-CF ATTORNEY (CHADBOURNE PARKE); AMERICAN IN-HOUSE ATTORNEY

INDUSTRY COUNSEL IN-HOUSE AND OUTSIDE LEGAL COUNSEL TO TOBACCO COMPANIES SHARING A COMMON LEGAL INTEREST

KLEMANN-GL-II AMERICAN IN-HOUSE ATTORNEY

MOORE-JA AMERICAN LITIGATION CONSULTANT

OECHLER-HJ-JR ATTORNEY (CHADBOURNE PARKE)

OSHEA-SF LRD EMPLOYEE; 3I EMPLOYEE

SMYTHE-HB LEGAL ASSISTANT (JACOB MEDINGER)

TEMKO-SL ATTORNEY (COVINGTON BURLING)

TI THE TOBACCO INSTITUTE, INC.

Case 1:99-cv-02496-GK Document 5976-6 Filed 06/11/12 Page 1 of 2 KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND

DATED JUNE 11, 2012

Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:

AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.

WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.

JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.

CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.

Case 1:99-cv-02496-GK Document 5976-6 Filed 06/11/12 Page 2 of 2

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