NOTICE by R.J. REYNOLDS TOBACCO COMPANY 2012-06-11
July 6, 2012 5:41 pm by Gene BorioThe PDF is Here
Attachment 1: RJR Privilege Index (PDF) is Here
Attachment 2: CORRESPONDING GLOSSARY for RJR Privilege Index (PDF) is Here
Attachment 3: BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here
Attachment 4: KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here
Attachment 5: AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here
Attachment 6: CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here
EXCERPT:
Defendant R.J. Reynolds Tobacco Company (individually and as successor to Brown & Williamson Tobacco Corporation) files the following attached documents in compliance with this Courts Order #30-Remand:
R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND
Corresponding Glossary for R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND
Brown & Williamson Privilege Index Pursuant to Order #30-Remand
Corresponding Glossary for Brown & Williamson Privilege Index Pursuant to Order #30-Remand
American Tobacco Company Privilege Index Pursuant to Order #30-Remand
Corresponding Glossary for American Tobacco Company Privilege Index Pursuant to Order #30-Remand
END EXCERPT
FULL TEXT:
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
_________________________________________
UNITED STATES OF AMERICA,
Plaintiff,
Civil Action No. 99-2496 (GK)
v.
PHILIP MORRIS USA INC., et al.,
Defendants.
_________________________________________
DEFENDANT R.J. REYNOLDS TOBACCO COMPANYS PRIVILEGE INDEXES FILED IN COMPLIANCE WITH ORDER #30-Remand
Defendant R.J. Reynolds Tobacco Company (individually and as successor to Brown & Williamson Tobacco Corporation) files the following attached documents in compliance with this Courts Order #30-Remand:
R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND
Corresponding Glossary for R.J. Reynolds Tobacco Company Privilege Index Pursuant to Order #30-REMAND
Brown & Williamson Privilege Index Pursuant to Order #30-Remand
Corresponding Glossary for Brown & Williamson Privilege Index Pursuant to Order #30-Remand
American Tobacco Company Privilege Index Pursuant to Order #30-Remand
Corresponding Glossary for American Tobacco Company Privilege Index Pursuant to Order #30-Remand
Case 1:99-cv-02496-GK Document 5976 Filed 06/11/12 Page 1 of 2
- 2 -
Dated: June 11, 2012 Respectfully submitted,
/s/ R. Michael Leonard
R. Michael Leonard
WOMBLE CARLYLE SANDRIDGE & RICE, PLLC
One West Fourth Street
Winston-Salem, NC 27101
Tel: (336) 721-3721
Fax: (336) 733-8389
Robert F. McDermott (D.C. Bar No. 261164)
Peter J. Biersteker (D.C. Bar No. 358108)
Noel J. Francisco (D.C. Bar No. 464752)
JONES DAY
51 Louisiana Avenue, N. W.
Washington, D.C. 20001-2113
Telephone: (202) 879-3939
Fax: (202) 626-1700
Attorneys for Defendant R.J. Reynolds Tobacco Company, individually and as successor by merger to Brown & Williamson Tobacco Corporation
Case 1:99-cv-02496-GK Document 5976 Filed 06/11/12 Page 2 of 2
ATTACHMENTS
Attachment1: RJR Privilege Index (PDF) is Here
R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
1
DOC ID NUMBER : 50062 1806 -1811
DOC DATE : 06/22/1983
AUTHOR(S) : TI
ADDRESSEE(S) : COMM OF COUNSEL
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;CI
DESCRIPTION : REPORT CONCERNING LEGISLATIVE AND REGULATORY MATTERS PREPARED BY TI EMPLOYEE PROVIDING CONFIDENTIAL INFORMATION TO COMMITTEE OF COUNSEL MEMBERS SHARING A COMMON LEGAL INTEREST, TO ASSIST COUNSEL WITH THE RENDERING OF LEGAL ADVICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM IN THE DEPOSITORY PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
DOC ID NUMBER : 50381 0915 -0915
DOC DATE : 10/11/1972
AUTHOR(S) : ROEMER HC
ADDRESSEE(S) : GASTMAN MI; LORILLARD
COPYEE(S) : AUSTERN HT; KORNEGAY HR; STEVENS AJ; CROHN MH JR
PRIVILEGE : AC;CI
DESCRIPTION : CORRESPONDENCE CONCERNING A REGULATORY MATTER PREPARED BY RJR IN-HOUSE LEGAL COUNSEL RENDERING LEGAL ADVICE TO LORILLARD IN-HOUSE LEGAL COUNSEL AND COPIED TO OUTSIDE LEGAL COUNSEL AND IN-HOUSE LEGAL COUNSEL TO TOBACCO COMPANIES, AND A TI MANAGERIAL EMPLOYEE, ALL SHARING A COMMON LEGAL INTEREST.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM IN THE DEPOSITORY PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
DOC ID NUMBER : 50411 7680 -7680
DOC DATE : 00/00/1966
AUTHOR(S) : LS INC
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : WP;JD
DESCRIPTION : ABSTRACT OF SCIENTIFIC LITERATURE PREPARED BY LS INC, OR ITS PREDECESSORS TO ASSIST INDUSTRY ATTORNEYS IN EVALUATING SCIENTIFIC RESEARCH IN CONNECTION WITH ONGOING LITIGATION DEFENSE EFFORTS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
DOC ID NUMBER : 51563 4901 -4901
DOC DATE : 07/28/1994
AUTHOR(S) : USREY MA
ADDRESSEE(S) : ROSS B
COPYEE(S) : JOHE SD
Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 1 of 3
R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
2
PRIVILEGE : AC
DESCRIPTION : REDACTED MATERIAL - (P.4901) HANDWRITTEN NOTE FROM SD JOHE (RJR IN-HOUSE LEGAL COUNSEL) RENDERING LEGAL ADVICE TO MA URSEY (RJR EMPLOYEE) REGARDING A DRAFT RESPONSE TO A CONSUMER COMPLAINT LETTER.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM. FURTHER, A DUPLICATE OF THE REDACTED VERSION OF THIS DOCUMENT IS IN BOX RJR-4487 AND IS AVAILABLE TO THE PUBLIC IN THE DEPOSITORY.
—————————————–
DOC ID NUMBER : 51563 4909 -4909
DOC DATE : 07/07/1994
AUTHOR(S) : USREY MA
ADDRESSEE(S) : LESTER ES
COPYEE(S) : JOHE SD
PRIVILEGE : AC
DESCRIPTION : REDACTED MATERIAL - (P.4909) HANDWRITTEN NOTE FROM SD JOHE (RJR IN-HOUSE LEGAL COUNSEL) RENDERING LEGAL ADVICE TO MA URSEY (RJR EMPLOYEE) REGARDING A RESPONSE TO A CONSUMER COMPLAINT LETTER.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RECORDS INDICATE THAT THE DOCUMENT WAS PLACED IN THE SECURED ROOM PRIOR TO MARCH 30, 1999. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM. FURTHER, A DUPLICATE OF THE REDACTED VERSION OF THIS DOCUMENT IS IN BOX RJR-4487 AND IS AVAILABLE TO THE PUBLIC IN THE DEPOSITORY.
—————————————–
DOC ID NUMBER : 52071 5749 -5754
DOC DATE : 03/29/1997 04/05/1997
AUTHOR(S) : HAAS,FP
ADDRESSEE(S) : HURWITZ E; ARNOLD PORTER
COPYEE(S) : CHILES DEFENSE COUNSEL
PRIVILEGE : AC;WP;JD
DESCRIPTION : REPORT FROM JOINT DEFENSE COUNSEL CONTAINING THOUGHTS AND OPINIONS OF LIGGETT IN-HOUSE LEGAL COUNSEL REGARDING IMPRESSIONS OF INDUSTRY COUNSEL AT A MEETING TO DISCUSS SURGEON GENERAL’S REPORTS, SMOKING AND HEALTH LITIGATION AND FTC HEARINGS, SENT TO TOBACCO INDUSTRY IN-HOUSE AND OUTSIDE LEGAL COUNSEL SHARING A COMMON LEGAL INTEREST.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT REMOVAL PROCEDURES WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
DOC ID NUMBER : UNNUMBERED
DOC DATE : 06/13/2000
AUTHOR(S) : WOMBLE CARLYLE
ADDRESSEE(S) : *** NONE ***
Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 2 of 3
R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
3
COPYEE(S) : *** NONE ***
PRIVILEGE : WP
DESCRIPTION : THIS IS NOT A BATES NUMBERED COPY OF A DOCUMENT GENERATED BY RJRT AND PRODUCED IN LITIGATION. IT IS A LAWFIRM GENERATED LIST THAT REFLECTS BATES NUMBERS; COMPUTER RECORD ACCESSION NUMBERS; PRIVILEGE CODES; CONFIDENTIALITY LEVELS; AND NUMBER OF PAGES FOR PARTICULAR DOCUMENTS CONTAINED IN A BOX SHIPPED TO THE MINNESOTA DEPOSITORY.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
DOC ID NUMBER : UNNUMBERED
DOC DATE : 06/13/2000
AUTHOR(S) : WOMBLE CARLYLE
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : WP
DESCRIPTION : THIS IS NOT A BATES NUMBERED COPY OF A DOCUMENT GENERATED BY RJRT AND PRODUCED IN LITIGATION. IT IS A LAWFIRM GENERATED LIST THAT REFLECTS BATES NUMBERS; COMPUTER RECORD ACCESSION NUMBERS; PRIVILEGE CODES; CONFIDENTIALITY LEVELS; AND NUMBER OF PAGES FOR PARTICULAR DOCUMENTS CONTAINED IN A BOX SHIPPED TO THE MINNESOTA DEPOSITORY.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
Case 1:99-cv-02496-GK Document 5976-1 Filed 06/11/12 Page 3 of 3
Attachment2: CORRESPONDING GLOSSARY for RJR Privilege Index (PDF) is Here
CORRESPONDING GLOSSARY FOR R.J. REYNOLDS TOBACCO COMPANY
PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
DATED JUNE 11, 2012
ARNOLD PORTER LAW FIRM (ARNOLD & PORTER; ARNOLD, FORTAS & PORTER) (REPRESENTED PHILIP MORRIS) (REPRESENTED TOBACCO COMPANIES) AUSTERN HT ATTORNEY (COVINGTON BURLING) CHILES DEFENSE TOBACCO COMPANY OUTSIDE LEGAL COUNSEL COUNSEL COMM OF COUNSEL TOBACCO INSTITUTE COMMITTEE OF IN-HOUSE AND OUTSIDE ATTORNEYS TO TOBACCO COMPANIES COVINGTON BURLING LAW FIRM (COVINGTON & BURLING) (REPRESENTED TI GENERALLY) (REPRESENTED BROWN WILLIAMSON, LIGGETT, PHILIP MORRIS AND RJR IN VARIOUS MATTERS) CROHN MH JR RJR IN-HOUSE ATTORNEY; ATTORNEY (JACOB MEDINGER) GASTMAN MI LORILLARD IN-HOUSE ATTORNEY HAAS FP LIGGETT IN-HOUSE ATTORNEY HURWITZ E ATTORNEY (ARNOLD PORTER) JACOB MEDINGER LAW FIRM (JACOB & MEDINGER; JACOB, MEDINGER & FINNEGAN) (REPRESENTED RJR) KORNEGAY HR TI EMPLOYEE LIGGETT LIGGETT & MYERS TOBACCO COMPANY; LIGGETT GROUP INC.
LORILLARD LORILLARD TOBACCO CO., A DIVISION OF LOEWS THEATRES LS INC LITERATURE RETRIEVAL SYSTEM CREATED FOR AND USED BY ATTORNEYS ROEMER HC RJR IN-HOUSE ATTORNEY STEVENS AJ LORILLARD IN-HOUSE ATTORNEY TI THE TOBACCO INSTITUTE, INC.
Case 1:99-cv-02496-GK Document 5976-2 Filed 06/11/12 Page 1 of 2 KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR R.J. REYNOLDS TOBACCO COMPANY PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
DATED JUNE 11, 2012
Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:
AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.
WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.
JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.
CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.
Case 1:99-cv-02496-GK Document 5976-2 Filed 06/11/12 Page 2 of 2
Attachment3: BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here
BROWN & WILLIAMSON PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
1
BEGIN BATES : 191060066
END BATES : 191060067
DOC DATE : 08/03/1998
AUTHOR(S) : WACHTELL LIPTON
ADDRESSEE(S) : MCGRAW-MJ; MELLEN-NE
COPYEE(S) : SCHOENBACHLER-CL; FLAHERTY-M
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL SUMMARY PREPARED IN CONNECTION WITH LITIGATION BY OUTSIDE COUNSEL FOR PHILIP MORRIS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE COUNSEL AND OUTSIDE COUNSEL AND TO COUNSEL FOR R.J. REYNOLDS AND LORILLARD, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, CONTAINING COUNSEL’S LEGAL ADVICE AND OPINIONS REGARDING NON-PARTICIPATING MANUFACTURERS AND THE PROPOSED SETTLEMENT OF THE STATE ATTORNEYS GENERAL ACTIONS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 210280507
END BATES : 210280507
DOC DATE : 11/19/1998
AUTHOR(S) : KOPLOW-MG; WACHTELL LIPTON; MELLEN-NE
ADDRESSEE(S) : MELLEN-NE; BRING-MH; PHILIP MORRIS; WALL-CR; PHILIP MORRIS; BARRINGTON-MJ; PHILIP MORRIS; HIRSCH-B; LOEWS; MILSTEIN-RS; LORILLARD; ROSOFF-WL; RJR; GOLDEN-AF; DAVIS POLK; DUGGAN-CS; DAVIS POLK; PATTON-SR; KIRKLAND ELLIS; BLIXT-CA; RJR
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL PORTION OF DRAFT AGREEMENT PREPARED BY OUTSIDE COUNSEL FOR PHILIP MORRIS AND LORILLARD, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE AND OUTSIDE COUNSEL FOR VARIOUS OTHER CIGARETTE MANUFACTURERS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, PROVIDING LEGAL ADVICE, ANALYSIS AND OPINIONS REGARDING DRAFT PROVISIONS OF PROPOSED SETTLEMENT AGREEMENT CONCERNING VARIOUS STATE ATTORNEYS GENERAL ACTIONS AND CONTAINING CONFIDENTIAL HANDWRITTEN NOTATIONS OF B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S LEGAL ADVICE AND OPINIONS REGARDING SAME.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 210281054
END BATES : 210281057
DOC DATE : 10/23/1998
AUTHOR(S) : FLAHERTY-M
ADDRESSEE(S) : MCGRAW-MJ; MELLEN-NE; SCHOENBACHLER-CL; PATTON-SR; KIRKLAND ELLIS
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W
Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 1 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
2
IN-HOUSE COUNSEL AND B&W MANAGEMENT PREPARED IN CONNECTION WITH LITIGATION AT THE REQUEST OF COUNSEL AND REFLECTING CONFIDENTIAL COMMUNICATIONS REGARDING PROPOSED SETTLEMENT ISSUES WITH B&W IN-HOUSE COUNSEL (MCGRAW, MJ AND MELLEN, NE) AND CONTAINING INFORMATION AND ANALYSIS TO FACILITATE THE RENDITION OF LEGAL ADVICE REGARDING THE PROPOSED MASTER SETTLEMENT AGREEMENT CONCERNING THE STATE ATTORNEYS GENERAL ACTIONS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 210430230
END BATES : 210430231
DOC DATE : 04/06/1998
AUTHOR(S) : PICKETT-J
ADDRESSEE(S) : DIPASCA-R; GREY ADVERTISING
COPYEE(S) : SMITH-S; GELSON-E; STEVENS-R
PRIVILEGE : AC;CI
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W OUTSIDE ADVERTISING AGENCY, COPIED TO B&W MANAGEMENT PROVIDING LEGAL ADVICE OF B&W IN-HOUSE COUNSEL (C.
SHERMAN) REGARDING PROPOSED KOOL PROMOTIONAL CAMPAIGN.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 283100556
END BATES : 283100562
DOC DATE : 11/16/1998
AUTHOR(S) : MELLEN-NE
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL BY B&W IN-HOUSE COUNSEL PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 304010485
END BATES : 304010487
DOC DATE : 11/00/1998
AUTHOR(S) : MELLEN-NE
ADDRESSEE(S) : FLAHERTY-M
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH
Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 2 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
3
LITIGATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT AND PROVIDING COUNSEL’S REQUESTED LEGAL ADVICE, ANALYSIS AND OPINIONS REGARDING PROPOSED PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT CONCERNING THE STATE ATTORNEYS GENERAL COUNSEL ACTIONS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 311101278
END BATES : 311101296
DOC DATE : 03/00/1999
AUTHOR(S) : HAVIRA-R; ROLFE-R; CRAVATH SWAINE
ADDRESSEE(S) : FREEDMAN-BH
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH ANTITRUST LITIGATION FROM B&W OUTSIDE COUNSEL AND B&W MANAGER TO B&W IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH A DECLARATION TO BE FILED IN PENDING ANTITRUST LITIGATION. (REDACTIONS APPEAR ON 311101283,311101284, 311101287 AND 311101293-295.)
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 521002747
END BATES : 521002747
DOC DATE : 06/06/1983
AUTHOR(S) : KANE-DH; KANE DALSIMER
ADDRESSEE(S) : PEPPLES-EC
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W OUTSIDE COUNSEL FOR B&W IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND ATTORNEY OPINION WORK PRODUCT REGARDING A PATENT APPLICATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 521040672
END BATES : 521040687
DOC DATE : 04/07/1977
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : MCCARTY-CI
COPYEE(S) : PITTMAN-RA
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL DRAFT PRESENTATION PREPARED BY B&W COUNSEL FOR PRESENTATION TO SENIOR MANAGEMENT OF AFFILIATED COMPANIES, SETTING FORTH GENERAL COUNSEL’S THOUGHTS AND OPINIONS, AND REFLECTING GENERAL COUNSEL’S LEGAL ADVICE, REGARDING LEGAL AND REGULATORY
Case 1:99-cv-02496-GK Document 5976-3 Filed 06/11/12 Page 3 of 15 BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
4
DEVELOPMENTS AFFECTING THE U.S. TOBACCO INDUSTRY, AS WELL AS THE SHIMP LITIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 521040688
END BATES : 521040703
DOC DATE : 04/07/1977
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : MCCARTY-CI
COPYEE(S) : PITTMAN-RA
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL DRAFT PRESENTATION PREPARED BY B&W COUNSEL FOR PRESENTATION TO SENIOR MANAGEMENT OF AFFILIATED COMPANIES, SETTING FORTH GENERAL COUNSEL’S THOUGHTS AND OPINIONS, AND REFLECTING GENERAL COUNSEL’S LEGAL ADVICE, REGARDING LEGAL AND REGULATORY DEVELOPMENTS AFFECTING THE U.S. TOBACCO INDUSTRY, AS WELL AS THE SHIMP LITIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 536461113
END BATES : 536461119
DOC DATE : 08/18/1993
AUTHOR(S) : JONES-WM; WYATT TARRANT
ADDRESSEE(S) : BURKE-FA
COPYEE(S) : WELLS-JK-III
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W OUTSIDE COUNSEL TO B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S THOUGHTS AND IMPRESSIONS REGARDING DOCUMENT RETENTION POLICIES.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 564000238
END BATES : 564000242
DOC DATE : 07/26/1988
AUTHOR(S) : SACHS-RH
ADDRESSEE(S) : B&W LAW DEPT
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL FILE MEMORANDUM PREPARED BY B&W IN-HOUSE COUNSEL IN CONNECTION WITH PENDING LITIGATION PROVIDING LEGAL ADVICE AND SETTING FORTH COUNSEL’S THOUGHTS, MENTAL IMPRESSIONS, AND LEGAL OPINIONS REGARDING THE STATUS OF VARIOUS LAWSUITS PENDING AGAINST B&W AND OTHER CIGARETTE MANUFACTURERS, INCLUDING ISSUES RELATING TO DISCOVERY AND TRIAL STRATEGY. THE CASES REFERENCED INCLUDE ASBESTOS/SYNERGY ACTIONS, INCLUDING THE BROWN, GREEN,
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JUNE 11, 2012
5
HURLEY AND JONES CASES.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 590020439
END BATES : 590020445
DOC DATE : 11/16/1998
AUTHOR(S) : MELLEN-NE
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : DOYLE-PH; GELSON-E; DENNISON-SL; GOINS-B
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL AND COPIED TO B&W EMPLOYEES PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT, IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 599103824
END BATES : 599103832
DOC DATE : 12/06/1995
AUTHOR(S) : LIN-OC
ADDRESSEE(S) : APPLETON-BS
COPYEE(S) : B&W LAW DEPT
PRIVILEGE : AC;WP
DESCRIPTION : TRANSMITTAL AND DRAFT OF DATA REGARDING SMOKE CONSTITUENTS PERTAINING TO BARCLAY AND KOOL CIGARETTES PREPARED BY B&W EMPLOYEE, TRANSMITTED TO B&W MANAGERIAL EMPLOYEE AND COPIED TO B&W LEGAL COUNSEL, PROVIDING CONFIDENTIAL INFORMATION TO FACILITATE THE RENDERING OF LEGAL ADVICE REGARDING B&W’S RESPONSE TO FDA ASSERTION OF JURISDICTION OVER TOBACCO PRODUCTS IN CONNECTION WITH ADVERSARIAL PROCEEDINGS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 599103833
END BATES : 599103837
DOC DATE : 12/04/1995
AUTHOR(S) : LIN-OC
ADDRESSEE(S) : APPLETON-BS; BERRYMAN-CF
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED AT THE REQUEST OF COUNSEL FROM B&W SCIENTIST TO B&W SCIENTIST CONVEYING WORK PRODUCT TO BE PROVIDED TO COUNSEL TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH DRAFT RESPONSE TO PROPOSED FDA REGULATIONS CONCERNING TOBACCO PRODUCTS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
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—————————————–
BEGIN BATES : 620222376
END BATES : 620222396
DOC DATE : 04/15/1988
AUTHOR(S) : OLGES-TA
ADDRESSEE(S) : MCGRAW-MJ; PEPPLES-EC; SACHS-RH
COPYEE(S) : MCDONOUGH-JA
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL PROVIDING INFORMATION AND REQUESTING LEGAL ADVICE REGARDING A VARIETY OF LEGAL ISSUES AND CONCERNS, INCLUDING PRODUCT LIABILITY/LAWSUITS, SAMPLING BAN/RESTRICTIONS, ADVERTISING BAN/RESTRICTIONS, AND PRODUCT REGULATION, FACING THE TOBACCO INDUSTRY TO FACILITATE THE RENDITION OF LEGAL ADVICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 660019092
END BATES : 660019092
DOC DATE : 05/02/1977
AUTHOR(S) : FREEDMAN-BH
ADDRESSEE(S) : WILLETS-EA
COPYEE(S) : MCKEOWN-FE
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REQUESTED BY B&W MANAGEMENT REGARDING PROPOSED KOOL PROMOTIONS AND LOCAL REGULATIONS AFFECTING SAME.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 672132044
END BATES : 672132050
DOC DATE : 11/16/1998
AUTHOR(S) : MELLEN-NE
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL PROVIDING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROVISIONS OF THE PROPOSED MASTER SETTLEMENT AGREEMENT, IN CONNECTION WITH LITIGATION WITH THE STATES ATTORNEYS GENERAL.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
————————————————————————– ——
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BEGIN BATES : 680084089
END BATES : 680084090
DOC DATE : 09/27/1976
AUTHOR(S) : SACHS-RH
ADDRESSEE(S) : BROACH-VC
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT, REFLECTING COUNSEL’S LEGAL ADVICE REGARDING ADVERTISING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680098160
END BATES : 680098164
DOC DATE : 00/00/1976
AUTHOR(S) : DOWNING-L
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : B&W LAW DEPT
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL PORTION OF REPORT PREPARED BY B&W MANAGEMENT, REFLECTING LEGAL ADVICE OF B&W IN-HOUSE COUNSEL (PEPPLES, EC) REGARDING REGULATORY OVERSIGHT OF TOBACCO INDUSTRY ISSUES. (REDACTION APPEARS ON
680098160.)
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680416905
END BATES : 680416990
DOC DATE : 10/01/1981
AUTHOR(S) : COVINGTON BURLING
ADDRESSEE(S) : PEPPLES-EC
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL DRAFT COMMENTS PREPARED IN ANTICIPATION OF ADVERSARIAL PROCEEDINGS PREPARED BY OUTSIDE COUNSEL FOR THE TOBACCO INSTITUTE, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND SENT TO B&W IN-HOUSE COUNSEL REFLECTING COUNSEL’S LEGAL ADVICE AND ANALYSIS REGARDING PROPOSED RESPONSE TO FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680522321
END BATES : 680522330
DOC DATE : 01/00/1977
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8
AUTHOR(S) : ABRAMS-J; MARKET FACTS
ADDRESSEE(S) : SACHS-RH
COPYEE(S) : *** NONE ***
PRIVILEGE : WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W CONSULTANT AT THE REQUEST OF B&W IN-HOUSE COUNSEL TO FACILITATE LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSON’S DEFENSE IN VARIOUS PROCEEDINGS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680522331
END BATES : 680522340
DOC DATE : 01/00/1977
AUTHOR(S) : ABRAMS-J; MARKET FACTS
ADDRESSEE(S) : SACHS-RH
COPYEE(S) : *** NONE ***
PRIVILEGE : WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W CONSULTANT AT THE REQUEST OF B&W IN-HOUSE COUNSEL TO FACILITATE LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSON’S DEFENSE IN VARIOUS PROCEEDINGS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680522424
END BATES : 680522425
DOC DATE : 08/31/1976
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : ABRAMS-J; MARKET FACTS
COPYEE(S) : PITTMAN-RA
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO MANAGEMENT AT MARKET RESEARCH COMPANY REQUESTING SERVICES AND INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH BROWN & WILLIAMSONS DEFENSE IN VARIOUS RELATED PROCEEDINGS INCLUDING MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680522426
END BATES : 680522426
DOC DATE : 08/31/1976
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : ABRAMS-J; MARKET FACTS
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL DRAFT LETTER PREPARED BY B&W IN-HOUSE
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COUNSEL REQUESTING INFORMATION AND SERVICES FROM MARKET RESEARCH COMPANY FOR USE IN CONNECTION WITH B&W’S DEFENSE IN VARIOUS REGULATORY PROCEEDINGS WITH RESPECT TO CIGARETTE ADVERTISING INCLUDING MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680522427
END BATES : 680522428
DOC DATE : 08/31/1976
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : ABRAMS-J; MARKET FACTS
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL DRAFT LETTER PREPARED BY B&W IN-HOUSE COUNSEL REQUESTING INFORMATION AND SERVICES FROM MARKET RESEARCH COMPANY FOR USE IN CONNECTION WITH B&W’S DEFENSE IN VARIOUS REGULATORY PROCEEDINGS MATTERS AT ISSUE WITH THE FEDERAL TRADE COMMISSION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680561759
END BATES : 680561762
DOC DATE : 08/14/1972
AUTHOR(S) : MUIJE-CS
ADDRESSEE(S) : YEAMAN-AY
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL PROVIDING INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE IN CONNECTION WITH MARKETING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680592105
END BATES : 680592110
DOC DATE : 03/03/1983
AUTHOR(S) : WELLS-JK-III
ADDRESSEE(S) : B&W LAW DEPT
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL COMMUNICATION AUTHORED BY B&W IN-HOUSE COUNSEL AND PROVIDED TO AFFILIATED COMPANIES, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, PROVIDING LEGAL ADVICE CONCERNING LITIGATION. THIS DRAFT ALSO CONTAINS COUNSEL’S HANDWRITTEN NOTES CONCERNING
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POTENTIAL IMPACT OF LITIGATION, INCLUDING TOBACCO-ASBESTOS LITIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 680596367
END BATES : 680596367
DOC DATE : 01/26/1982
AUTHOR(S) : LAMB-CG
ADDRESSEE(S) : HASKELL-B; PARIS HASKELL
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING B&WS RESPONSE TO AN ACTION BY THE PATENT OFFICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 680703970
END BATES : 680703973
DOC DATE : 09/11/1991
AUTHOR(S) : JACOB-EJ; JACOB MEDINGER
ADDRESSEE(S) : WELLS-JK-III
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED IN ANTICIPATION OF LITIGATION BY OUTSIDE COUNSEL FOR R.J. REYNOLDS, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND FORWARDED TO B&W IN-HOUSE COUNSEL, REFLECTING LEGAL ADVICE AND COUNSEL’S THOUGHTS AND IMPRESSIONS REGARDING LITIGATION STRATEGY.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 680900215
END BATES : 680900217
DOC DATE : 01/22/1993
AUTHOR(S) : WELLS-JK-III
ADDRESSEE(S) : MCGRAW-MJ
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH LITIGATION FROM B&W IN-HOUSE COUNSEL TO B&W SENIOR VICE PRESIDENT LAW, PURSUANT TO THE LATTER’S REQUEST, PROVIDING INFORMATION CONCERNING THE B&W LAW DEPARTMENT’S MONTHLY ACTIVITIES AND REVEALING COUNSEL’S THOUGHTS AND OPINIONS CONSTITUTING ATTORNEY OPINION WORK PRODUCT REGARDING ONGOING DEVELOPMENTS AND STRATEGIES TO BE UNDERTAKEN IN NUMEROUS TOBACCO PRODUCT LIABILITY AND OTHER LAWSUITS PENDING AGAINST THE TOBACCO INDUSTRY, INCLUDING THE KUEPER, BUTLER, AND JASON CASES.
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REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 681300109
END BATES : 681300109
DOC DATE : 11/14/1994
AUTHOR(S) : KOVATCH-MS
ADDRESSEE(S) : FREEDMAN-BH
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH FTC PROCEEDINGS RELATING TO ACQUISITION OF AMERICAN TOBACCO, SENT FROM B&W MANAGER TO B&W IN-HOUSE COUNSEL PROVIDING COUNSEL WITH INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 682017105
END BATES : 682017106
DOC DATE : 05/19/1988
AUTHOR(S) : WELLS-JK-III
ADDRESSEE(S) : SACHS-RH
COPYEE(S) : SCHECHTER-DA; MYLES-JD
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION CONSTITUTING ATTORNEY OPINION WORK PRODUCT FROM B&W IN-HOUSE LEGAL COUNSEL TO B&W IN-HOUSE LEGAL COUNSEL, SETTING FORTH DEFENSE TRIAL STRATEGY IN THE GIRTON CASE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 682054764
END BATES : 682054765
DOC DATE : 06/10/1975
AUTHOR(S) : PEPPLES-EC
ADDRESSEE(S) : MORINI-HA
COPYEE(S) : BRYANT-HD; BATEMAN-RA; CUMMINS-BD; ARDREY-RL-JR
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO IN-HOUSE COUNSEL FOR BAT, WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, REGARDING ANTITRUST MATTERS INVOLVING PURCHASES OF WOMENS CLOTHING WITH CREDIT CARDS ISSUED BY DEPARTMENT STORES IN NEW YORK CITY, COPIED TO B&W MANAGEMENT, COUNSEL AND A CONSULTANT.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 682055727
END BATES : 682055727
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12
DOC DATE : 11/30/1978
AUTHOR(S) : DUERR-RE
ADDRESSEE(S) : PELLEGRINI-R
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING LEGAL ADVICE REGARDING MARKETING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 682234102
END BATES : 682234102
DOC DATE : 04/02/1964
AUTHOR(S) : DAVIES-TE
ADDRESSEE(S) : RAVLIN-JN
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;CI
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE LEGAL COUNSEL, WITH WHOM B&W SHARES A COMMON LEGAL INTEREST, TO B&W IN-HOUSE LEGAL COUNSEL THAT REFLECTS A REQUEST FOR LEGAL ADVICE REGARDING A CONTRACT.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 682338043
END BATES : 682338043
DOC DATE : 08/06/1954
AUTHOR(S) : BRYANT-HD
ADDRESSEE(S) : JAMES-M; JAMES FRANKLIN
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING A PATENT.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 682438414
END BATES : 682438414
DOC DATE : 11/27/1991
AUTHOR(S) : MYLES-JD
ADDRESSEE(S) : WELLS-JK-III
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W IN-HOUSE LEGAL COUNSEL SETTING FORTH COUNSEL’S THOUGHTS AND MENTAL IMPRESSIONS REGARDING THE FERIOZZI LITIGATION, AND CONTAINING AN ASSESSMENT OF
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PLAINTIFFS’ CLAIMS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 682811284
END BATES : 682811387
DOC DATE : 01/28/1992
AUTHOR(S) : PURVIS-AR; SHOOK HARDY
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : WELLS-JK-III
PRIVILEGE : AC;WP;JD
DESCRIPTION : REDACTED MATERIAL - (PP.1284-1299) CONFIDENTIAL COMMUNICATION PREPARED IN CONNECTION WITH DEPOSITION TESTIMONY IN THE HAINES CASE BY OUTSIDE LEGAL COUNSEL FOR THE TOBACCO INDUSTRY WITH WHOM B&W MAINTAINS A COMMON LEGAL INTEREST, AND FORWARDED TO B&W IN-HOUSE LEGAL COUNSEL, PROVIDING COUNSEL’S LEGAL ADVICE, ANALYSIS AND MENTAL IMPRESSIONS REGARDING ARTICLES RELATED TO CIGARETTE ADVERTISING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 685005319
END BATES : 685005319
DOC DATE : 10/02/1980
AUTHOR(S) : WELLS-JK-III
ADDRESSEE(S) : NORTHRIP-RE; SHOOK HARDY
COPYEE(S) : NORTHRIP-RE
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION CONSTITUTING ATTORNEY OPINION WORK PRODUCT FROM B&W IN-HOUSE COUNSEL TO B&W OUTSIDE COUNSEL REQUESTING LEGAL ADVICE REGARDING STATEMENTS TO THE PRESS MADE BY COUNSEL FOR AN ADVERSE PARTY IN LOS ANGELES AND SAN FRANCISCO ASBESTOSTOBACCO LITIGATION. (REDACTION APPEARS ON PAGE
685005319.)
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 686013482
END BATES : 686013482
DOC DATE : 05/02/1977
AUTHOR(S) : FREEDMAN-BH
ADDRESSEE(S) : WILLETS-EA
COPYEE(S) : MCKEOWN-FE
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MANAGEMENT PROVIDING COUNSEL’S LEGAL ADVICE REQUESTED BY B&W MANAGEMENT REGARDING PROPOSED KOOL PROMOTION AND NEBRASKA TRADE REGULATIONS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
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PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 689409467
END BATES : 689409467
DOC DATE : 05/10/1983
AUTHOR(S) : HARDY-DK; SHOOK HARDY; PEPPLES-EC
ADDRESSEE(S) : WELLS-JK-III
COPYEE(S) : PEPPLES-EC
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM OUTSIDE INDUSTRY COUNSEL TO B&W IN-HOUSE COUNSEL, PROVIDING LEGAL ADVICE REGARDING STRATEGIC ISSUES RELATED TO DEFENDING ASBESTOS-TOBACCO LAWSUITS. THE LETTER ALSO CONTAINS A CONFIDENTIAL HANDWRITTEN NOTE OF B&W IN-HOUSE LEGAL COUNSEL REFLECTING COUNSEL’S THOUGHTS AND OPINIONS REGARDING THIS ISSUE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 689409468
END BATES : 689409469
DOC DATE : 05/03/1983
AUTHOR(S) : HARDY-DK; SHOOK HARDY; PEPPLES-EC
ADDRESSEE(S) : WELLS-JK-III; PEPPLES-EC
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM OUTSIDE INDUSTRY COUNSEL TO B&W IN-HOUSE COUNSEL, PROVIDING LEGAL ADVICE REGARDING STRATEGIC ISSUES RELATED TO DEFENDING ASBESTOS-TOBACCO LAWSUITS. THE LETTER ALSO CONTAINS A CONFIDENTIAL HANDWRITTEN NOTE OF B&W IN-HOUSE LEGAL COUNSEL REFLECTING COUNSEL’S THOUGHTS AND OPINIONS REGARDING THIS ISSUE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 690143163
END BATES : 690143179
DOC DATE : 03/03/1983
AUTHOR(S) : WELLS-JK-III
ADDRESSEE(S) : HUGHES-IW
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION PREPARED BY B&W IN-HOUSE COUNSEL AND SENT TO B&W MANAGEMENT CONTAINING COUNSEL’S LEGAL ANALYSIS, ADVICE AND OPINIONS REGARDING VARIOUS ISSUES INCLUDING PROPOSED TOBACCO-RELATED LEGISLATION, PENDING AND ANTICIPATED SMOKING AND HEALTH LITIGATION, LITIGATION INVOLVING FIRE-SAFE CIGARETTES AND PUBLIC SMOKING, ASBESTOS-TOBACCO CLAIMS, AND ADVERTISING AND TAX ISSUES.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
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JUNE 11, 2012
15
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 774087406
END BATES : 774087414
DOC DATE : 11/06/1978
AUTHOR(S) : KULLY-E
ADDRESSEE(S) : SACHS-RH
COPYEE(S) : DENNY-J; JOHNSTON-D; LEWIS-R; MACKENZIE-S; MCKEOWN-F; PARRACK-E; PITTMAN-RA; TIGHE-P
PRIVILEGE : AC
DESCRIPTION : REDACTED MATERIAL-(PP.7406-7407) CONFIDENTIAL COMMUNICATION FROM B&W MANAGEMENT TO B&W IN-HOUSE COUNSEL MEMORIALIZING PRIOR LEGAL ADVICE AND PROVIDING INFORMATION TO FACILITATE THE RENDITION OF LEGAL ADVICE REGARDING PROPOSED MARKET RESEARCH STUDY.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 784015602
END BATES : 784015631
DOC DATE : 08/17/1977
AUTHOR(S) : FREEDMAN-BH
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : CONFIDENTIAL HANDWRITTEN NOTES OF B&W IN-HOUSE COUNSEL CONTAINING COUNSEL’S LEGAL ADVICE CONCERNING PROPOSED KOOL ADVERTISEMENTS. (REDACTIONS APPEAR ON 784015630 AND 784015631.)
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
—————————————–
BEGIN BATES : 785039112
END BATES : 785039120
DOC DATE : 05/31/1974
AUTHOR(S) : HENDERSON-B; WELLS-JK-III
ADDRESSEE(S) : PEPPLES-EC; HENDERSON-B
COPYEE(S) : *** NONE ***
PRIVILEGE : AC
DESCRIPTION : REDACTED MATERIAL (P. 785039114) CONFIDENTIAL COMMUNICATION FROM B&W IN-HOUSE COUNSEL TO B&W MARKETING DEPARTMENT MANAGER PROVIDING COUNSEL’S LEGAL ADVICE AT THE REQUEST OF B&W MANAGER REGARDING LANGUAGE USED IN PROPOSED KOOL MAGAZINE ADVERTISEMENTS.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: COUNSEL KNOWS OF NO REASON TO BELIEVE THAT PROCEDURES FOR SEALING WERE NOT FOLLOWED. RJRT IS SEARCHING FOR FURTHER RECORDS TO CONFIRM.
————————————————————————– ——
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Attachment4: KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX (PDF) is Here
KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR BROWN & WILLIAMSON PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
DATED JUNE 11, 2012
Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:
AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.
WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.
JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.
CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.
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PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
1
ABRAMS-J MARKET FACTS EMPLOYEE
APPLETON-BS B&W EMPLOYEE
ARDREY-RL-JR MORGAN GUARANTY EMPLOYEE
B&W BROWN & WILLIAMSON
B&W LAW DEPT BROWN & WILLIAMSON LEGAL DEPARTMENT
BARRINGTON-MJ PHILIP MORRIS IN-HOUSE ATTORNEY
BAT BRITISH AMERICAN TOBACCO
BATEMAN-RA B&W EMPLOYEE
BERRYMAN-CF LEGAL ASSISTANT (KING SPALDING)
BLIXT-CA RJR IN-HOUSE ATTORNEY
BRING-MH ATTORNEY (ARNOLD PORTER);PM IN-HOUSE ATTORNEY
BROACH-VC B&W EMPLOYEE
BROWN TODD LAW FIRM (BROWN TODD & HEYBURN)(REPRESENTED B&W)
BRYANT-HD B&W IN-HOUSE ATTORNEY
BURKE-FA B&W IN-HOUSE ATTORNEY
COVINGTON BURLING LAW FIRM (COVINGTON & BURLING)(REPRESENTED TI
GENERALLY)(REPRESENTED B&W, LIGGETT, PHILIP
MORRIS AND RJR IN VARIOUS MATTERS)
CUMMINS-BD B&W EMPLOYEE; TI EMPLOYEE
DAVIES-TE B&W IN-HOUSE ATTORNEY
DAVIS POLK LAW FIRM (DAVIS POLK WARDWELL SUNDERLAND &
KIENDL; DAVIS POLK & WARDWELL)(REPRESENTED RJR)
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JUNE 11, 2012
2
DENNISON-SL B&W EMPLOYEE
DIPASCA-R GREY ADVERTISING EMPLOYEE
DOYLE-PH B&W EMPLOYEE
DUERR-RE B&W IN-HOUSE ATTORNEY
DUGGAN-CS ATTORNEY (DAVIS POLK)
FLAHERTY-M B&W EMPLOYEE
FREEDMAN-BH B&W IN-HOUSE ATTORNEY
GELSON-E B&W EMPLOYEE
GOINS-B B&W EMPLOYEE
GOLDEN-AF ATTORNEY (DAVIS POLK)
GREY ADVERTISING B&W ADVERTISING CONSULTANT
HARDY-DK ATTORNEY (SHOOK HARDY)
HASKELL-B ATTORNEY (PARIS HASKELL)
HIRSCH-B LOEWS IN-HOUSE ATTORNEY
HUGHES-IW B&W EMPLOYEE
JACOB MEDINGER LAW FIRM (JACOB & MEDINGER; JACOB MEDINGER &
FINNEGAN)(REPRESENTED RJR)(REPRESENTED CTR)
JACOB-EJ ATTORNEY (DAVIS POLK; CABELL MEDINGER; MEDINGER
FORSYTH; LAUTERSTEIN LAUTERSTEIN; JACOB MEDINGER)
JAMES FRANKLIN LAW FIRM (JAMES & FRANKLIN)(REPRESENTED B&W)
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PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
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3
JAMES-M ATTORNEY (JAMES FRANKLIN)
JONES-WM ATTORNEY (WYATT TARRANT)
KANE DALSIMER LAW FIRM (KANE DALSIMER KANE SULLIVAN &
KURUCZ)(REPRESENTED B&W)
KANE-DH ATTORNEY (KANE DALSIMER)
KIRKLAND ELLIS LAW FIRM (KIRKLAND & ELLIS) (REPRESENTED B&W)
KOPLOW-MG ATTORNEY (WACHTELL LIPTON)
KOVATCH-MS B&W EMPLOYEE
LAMB-CG ATTORNEY (MIDDLETON REUTLINGER);B&W IN-HOUSE
ATTORNEY
LIN-OC B&W EMPLOYEE
LOEWS LOEWS CORP;LOEWS THEATER
LORILLARD LORILLARD TOBACCO CO., A DIVISION OF LOEWS
THEATRES
MARKET FACTS MARKETING CONSULTANT RETAINED BY B&W
MCCARTY-CI B&W EMPLOYEE
MCDONOUGH-JA B&W EMPLOYEE
MCGRAW-MJ B&W IN-HOUSE ATTORNEY
MCKEOWN-FE B&W EMPLOYEE
MELLEN-NE B&W IN-HOUSE ATTORNEY
MILSTEIN-RS LORILLARD IN-HOUSE ATTORNEY
MORGAN GUARANTY B&W FINANCIAL CONSULTANT (MORGAN GUARANTY TRUST OF NY)
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MORINI-HA B&W IN-HOUSE ATTORNEY
MUIJE-CS B&W EMPLOYEE
MYLES-JD B&W IN-HOUSE ATTORNY
OLGES-TA B&W EMPLOYEE
PARIS HASKELL LAW FIRM (PARIS & HASKELL) (REPRESENTED B&W)
PATTON-SR ATTORNEY (KIRKLAND ELLIS)
PEPPLES-EC B&W IN-HOUSE ATTORNEY
PHILIP MORRIS PM PHILIP MORRIS USA, INC.
PICKETT-J B&W EMPLOYEE
PITTMAN-RA B&W EMPLOYEE
RAVLIN-JN B&W IN-HOUSE ATTORNEY
RJR RJ REYNOLDS TOBACCO COMPANY;RJ REYNOLDS
INDUSTRIES, INC., RJR NABISCO, INC., RJ REYNOLDS
INTERNATIONAL INC; RELATED SUBSIDIARIES
ROSOFF-WL RJR IN-HOUSE ATTORNEY
SACHS-RH B&W IN-HOUSE ATTORNEY
SCHECHTER-DA B&W IN-HOUSE ATTORNEY
SCHOENBACHLER-CL B&W EMPLOYEE
SHOOK HARDY LAW FIRM (SHOOK HARDY & BACON)(REPRESENTED
B&W)(REPRESENTED PM & LORILLARD)
STEVENS-R B&W EMPLOYEE
WACHTELL LIPTON LAW FIRM (WACHTELL LIPTON ROSEN & KATZ)
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(REPRESENTED PHILIP MORRIS AND LORILLARD)
WALL-CR ATTORNEY (SHOOK HARDY)
WELLS-JK-III B&W IN-HOUSE ATTORNEY
WILLETS-EA B&W EMPLOYEE
WYATT TARRANT LAW FIRM (WYATT TARRANT & COMBS)(REPRESENTED B&W)
YEAMAN-AY B&W IN-HOUSE ATTORNEY
Case 1:99-cv-02496-GK Document 5976-4 Filed 06/11/12 Page 6 of 6
Attachment5: AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here
AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
1
BEGIN BATES : 946003586
END BATES : 946003604
DOC DATE : 11/01/1969
AUTHOR(S) : OSHEA-SF; 3I
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : WP;JD
DESCRIPTION : CONFIDENTIAL BULLETIN PREPARED IN ANTICIPATION OF LITIGATION AND LEGISLATIVE PROCEEDINGS BY INDUSTRY LITIGATION SUPPORT SYSTEM PERSONNEL REGARDING SELECTED SMOKING AND HEALTH ARTICLES TO PROVIDE INFORMATION NECESSARY TO LEGAL COUNSEL TO FACILITATE THE PROVISION OF LEGAL ADVICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 946003920
END BATES : 946003939
DOC DATE : 01/15/1969
AUTHOR(S) : OSHEA-SF; 3I
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : WP;JD
DESCRIPTION : CONFIDENTIAL BULLETIN PREPARED IN ANTICIPATION OF LITIGATION AND LEGISLATIVE PROCEEDINGS BY INDUSTRY LITIGATION SUPPORT SYSTEM PERSONNEL REGARDING SELECTED SMOKING AND HEALTH ARTICLES TO PROVIDE INFORMATION NECESSARY TO LEGAL COUNSEL TO FACILITATE THE PROVISION OF LEGAL ADVICE.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 950376374
END BATES : 950376380
DOC DATE : 03/17/1959
AUTHOR(S) : HANMER-HR
ADDRESSEE(S) : MOORE-JA
COPYEE(S) : *** NONE ***
PRIVILEGE : WP
DESCRIPTION : CONFIDENTIAL COMMUNICATION FROM AN AMERICAN EMPLOYEE PROVIDING INFORMATION TO A NON-TESTIFYING EXPERT REGARDING EXPERT WITNESSES IN CONNECTION WITH LITIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 968177867
END BATES : 968177885
DOC DATE : 09/00/1977
AUTHOR(S) : HENSON-A
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : REDACTED MATERIAL - (P. 7870) CONFIDENTIAL HANDWRITTEN NOTATIONS OF AMERICAN GENERAL COUNSEL REFLECTING
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AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
2
COUNSEL’S THOUGHTS AND OPINIONS REGARDING CRITIQUE OF FISHBEIN STUDY IN CONNECTION WITH ONGOING AND PENDING PROCEEDINGS BEFORE THE FTC.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980053654
END BATES : 980053658 ALIAS : LD-90001-229-00290/00294
DOC DATE : 11/17/1978
AUTHOR(S) : SMYTHE-HB; BUIST MOORE
ADDRESSEE(S) : HENSON-A
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY AMERICAN OUTSIDE COUNSEL AND FORWARDED TO AMERICAN IN-HOUSE COUNSEL PROVIDING LEGAL ADVICE AND ANALYSIS REGARDING ASBESTOS-RELATED ILLNESSES, PREPARED IN CONNECTION WITH GROOMS LITIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980060361
END BATES : 980060400
DOC DATE : 01/22/1968
AUTHOR(S) : HENKE-MJ; COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF
1964.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980060401
END BATES : 980060440
DOC DATE : 01/22/1968
AUTHOR(S) : HENKE-MJ; COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF
1964.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980136868
END BATES : 980136868
DOC DATE : 11/24/1981
AUTHOR(S) : COVINGTON BURLING
Case 1:99-cv-02496-GK Document 5976-5 Filed 06/11/12 Page 2 of 5
AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
3
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : PORTION OF A CONFIDENTIAL REPORT PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S ANALYSIS, THOUGHTS AND IMPRESSIONS REGARDING THE FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980136879
END BATES : 980136966
DOC DATE : 11/24/1981
AUTHOR(S) : COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL REPORT PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S ANALYSIS, THOUGHTS AND IMPRESSIONS REGARDING THE FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980137841
END BATES : 980137841
DOC DATE : 09/18/1981
AUTHOR(S) : TEMKO-SL; COVINGTON BURLING
ADDRESSEE(S) : COMMITTEE OF COUNSEL
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM FROM TI OUTSIDE COUNSEL TO INDUSTRY COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS, ADVICE, AND ANALYSIS REGARDING DRAFT RESPONSE TO FTC STAFF REPORT ON CIGARETTE ADVERTISING INVESTIGATION.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980137933
END BATES : 980138023
DOC DATE : 09/18/1981
AUTHOR(S) : COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL DRAFT MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S COMMENTS AND ANALYSIS REGARDING FTC STAFF REPORT ON THE CIGARETTE ADVERTISING INVESTIGATION DISTRIBUTED TO INDUSTRY COUNSEL.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
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AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
4
BEGIN BATES : 980154706
END BATES : 980154714
DOC DATE : 11/19/1991
AUTHOR(S) : OECHLER-HJ-JR; CHADBOURNE PARKE
ADDRESSEE(S) : KLEMANN-GL-II
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP
DESCRIPTION : CONFIDENTIAL MEMORANDUM FROM AMERICAN OUTSIDE LEGAL COUNSEL TO AMERICAN IN-HOUSE LEGAL COUNSEL PROVIDING COUNSEL’S SUMMARY AND REFLECTING COUNSEL’S MENTAL IMPRESSIONS OF A TOBACCO HEARING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980171695
END BATES : 980171700
DOC DATE : 10/00/1990
AUTHOR(S) : TI
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;CI
DESCRIPTION : CONFIDENTIAL DRAFT PRESS RELEASE PREPARED BY TI OUTSIDE COUNSEL AND CONTAINING AMERICAN OUTSIDE COUNSEL’S HANDWRITTEN NOTATIONS REFLECTING ADVICE OF COUNSEL REGARDING INDUSTRY ADVERTISING EFFORTS LAUNCHED TO DISCOURAGE YOUTH SMOKING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980171701
END BATES : 980171706
DOC DATE : 10/00/1990
AUTHOR(S) : COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;CI
DESCRIPTION : CONFIDENTIAL DRAFT PRESS RELEASE PREPARED BY TI OUTSIDE COUNSEL AND CONTAINING AMERICAN OUTSIDE COUNSEL’S HANDWRITTEN NOTATIONS REFLECTING ADVICE OF COUNSEL REGARDING INDUSTRY ADVERTISING EFFORTS LAUNCHED TO DISCOURAGE YOUTH SMOKING.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980199224
END BATES : 980199262
DOC DATE : 01/22/1968
AUTHOR(S) : HENKE-MJ; COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING TI OUTSIDE COUNSEL’S OPINIONS AND ANALYSIS OF THE RESULTS OF THE PUBLIC HEALTH SERVICE SURVEY OF
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AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
5
1964.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980199263
END BATES : 980199301
DOC DATE : 01/22/1968
AUTHOR(S) : HENKE-MJ; COVINGTON BURLING
ADDRESSEE(S) : *** NONE ***
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;WP;JD
DESCRIPTION : CONFIDENTIAL MEMORANDUM PREPARED BY TI OUTSIDE COUNSEL CONTAINING COUNSEL’S OPINIONS, ADVICE AND ANALYSIS REGARDING THE PUBLIC HEALTH SERVICE SURVEY OF 1964.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
BEGIN BATES : 980244816
END BATES : 980244872
DOC DATE : 07/21/1967
AUTHOR(S) : INDUSTRY COUNSEL
ADDRESSEE(S) : HETSKO-CF
COPYEE(S) : *** NONE ***
PRIVILEGE : AC;JD
DESCRIPTION : CONFIDENTIAL DRAFT REPORT PREPARED BY INDUSTRY COUNSEL CONTAINING INDUSTRY COUNSEL’S ANALYSIS REGARDING RESPONSE FTC REPORT TO CONGRESS RELATING TO CIGARETTE LABELING AND ADVERTISING ACT.
REASON FOR SEALING IN SECURED ROOM: INADVERTENT PRODUCTION
PROCEDURES FOR SEALING FOLLOWED: YES
—————————————–
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Attachment6: CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX (PDF) is Here
CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX
PURSUANT TO ORDER #30-REMAND
JUNE 11, 2012
3I INDUSTRY LITIGATION SUPPORT SYSTEM
AMERICAN ATCO THE AMERICAN TOBACCO COMPANY; AMERICAN BRANDS, INC
BUIST MOORE LAW FIRM (BUIST MOORE SMYTHE & MCGEE) (REPRESENTED AMERICAN)
CHADBOURNE PARKE LAW FIRM (CHADBOURNE & PARKE) (REPRESENTED AMERICAN AND B&W)
COMMITTEE OF COUNSEL TI COMMITTEE CONSISTING OF GENERNAL COUNSEL OF THE TOBACCO INDUSTRY
COVINGTON BURLING LAW FIRM (COVINGTON & BURLING)
(REPRESENTED TI GENERALLY)
(REPRESENTED B&W, LIGGETT, PHILIP MORRIS AND RJR IN VARIOUS MATTERS)
HANMER-HR AMERICAN EMPLOYEE
HENKE-MJ ATTORNEY (COVINGTON BURLING)
HENSON-A ATTORNEY (CHADBOURNE PARKE); AMERICAN IN-HOUSE ATTORNEY
HETSKO-CF ATTORNEY (CHADBOURNE PARKE); AMERICAN IN-HOUSE ATTORNEY
INDUSTRY COUNSEL IN-HOUSE AND OUTSIDE LEGAL COUNSEL TO TOBACCO COMPANIES SHARING A COMMON LEGAL INTEREST
KLEMANN-GL-II AMERICAN IN-HOUSE ATTORNEY
MOORE-JA AMERICAN LITIGATION CONSULTANT
OECHLER-HJ-JR ATTORNEY (CHADBOURNE PARKE)
OSHEA-SF LRD EMPLOYEE; 3I EMPLOYEE
SMYTHE-HB LEGAL ASSISTANT (JACOB MEDINGER)
TEMKO-SL ATTORNEY (COVINGTON BURLING)
TI THE TOBACCO INSTITUTE, INC.
Case 1:99-cv-02496-GK Document 5976-6 Filed 06/11/12 Page 1 of 2 KEY FOR PRIVILEGE AND PROTECTION CODES CORRESPONDING GLOSSARY FOR AMERICAN TOBACCO COMPANY PRIVILEGE INDEX PURSUANT TO ORDER #30-REMAND
DATED JUNE 11, 2012
Documents found in the following categories reflect legal advice or requests for legal advice or services; provide information in connection with the rendering of legal advice or services; or constitute work product prepared by or for legal counsel:
AC Confidential communications including documents reflecting confidential communications between client and counsel, between counsel, or between client representatives.
WP Reports, statements, correspondence, memoranda or other documents prepared in anticipation of litigation or for trial and/or documents which contain the mental impressions, conclusions, opinions or legal theories or factual analyses of an attorney or other representative or employee of a party concerning litigation, or otherwise related to the provision of legal advice or legal services.
JD Confidential communications between the employees of or counsel for entities engaged in a joint defense effort who have a common legal interest.
CI Confidential communications between client, counsel, and entities and their counsel reasonably necessary for accomplishment of the purpose for which counsel was consulted.
Case 1:99-cv-02496-GK Document 5976-6 Filed 06/11/12 Page 2 of 2